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Tuesday, November 3, 2026

Companies

Public company updates

HSBC USA Inc. Offers Callable Yield Notes Linked to AMD

HSBC USA Inc. has filed a pricing supplement for Callable Yield Notes linked to AMD, offering monthly coupons and callable features.

Templeton Emerging Markets Fund Releases Annual Report

Templeton Emerging Markets Fund has filed its annual report, revealing key financial insights and strategies for the fiscal year ending August 31, 2026.

Federated Hermes updates prospectus for Conservative Fund

Federated Hermes Adviser Series updates its prospectus for the Conservative Municipal Microshort Fund, focusing on tax-exempt income and capital preservation.

LumiTerra amends private offering, raises $6.8 million

LumiTerra, Inc. amends its private offering under Rule 506(b), raising approximately $6.8 million with a remaining balance of $249,724.

JPMorgan Chase Financial Co. files for structured investments

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for structured investments linked to CrowdStrike Holdings, Inc., marking a strategic move in the banking sector.

Morgan Stanley Finance LLC Files Pricing Supplement for Securities

Morgan Stanley Finance LLC files a pricing supplement for structured investments, marking a strategic move in the security brokers and dealers sector.

Morgan Stanley Finance LLC Files Pricing Supplement for New Securities

Morgan Stanley Finance LLC has filed a preliminary pricing supplement for a new structured investment product, signaling ongoing innovation in the financial sector.

Blueprint Investment Partners reveals $1.24B in holdings

Blueprint Investment Partners LLC discloses $1.24 billion in assets in its latest filing, reflecting strategic investments across various sectors.

Brooklands Fund Management reports Q3 2026 holdings update

Brooklands Fund Management Ltd reveals Q3 2026 holdings valued at $782.5 million, showcasing diverse investments across key sectors.

Everett Harris & Co. Reports $8.4B in Holdings for Q3 2026

Everett Harris & Co. reveals significant investment holdings totaling over $8.4 billion, showcasing a diverse portfolio in the financial services sector.

Morgan Stanley Bank of America Trust Reports October 2026 Results

Morgan Stanley Bank of America Merrill Lynch Trust 2016-C31 releases its latest distribution report, showing stable performance in asset-backed securities.

Exchange Place Advisors Trust Reports $77.1 Million in Assets

Exchange Place Advisors Trust files NPORT-P, revealing $77.1 million in assets and significant investments in major corporations.

Harley Davidson Motorcycle Trust 2025-A updates on auto loans

Harley Davidson Motorcycle Trust 2025-A files an update on its asset-backed securities, reflecting ongoing trends in the auto loan sector.

Founders Financial Securities Reports Q3 Holdings in 13F Filing

Founders Financial Securities LLC disclosed its Q3 2026 holdings, showcasing a diverse investment strategy with significant stakes in major companies.

GS Finance Corp. Files Preliminary Pricing for Callable Notes

GS Finance Corp. has filed a preliminary pricing supplement for callable contingent coupon index-linked notes due 2031, signaling a strategic move in the market.

Exchange Place Advisors Trust Reports Financial Update

Exchange Place Advisors Trust's latest NPORT-P filing reveals total assets and net assets, reflecting a strong financial position in the investment sector.

Morgan Stanley Finance LLC Files Pricing Supplement for Notes

Morgan Stanley Finance LLC has filed a pricing supplement for structured investments, enhancing its offerings in the financial sector.

Morgan Stanley Finance LLC Files Preliminary Pricing Supplement

Morgan Stanley Finance LLC has filed a preliminary pricing supplement for a new structured investment product, signaling its commitment to innovative financial solutions.

BANK 2021-BNK36 Reports Monthly Distribution Results

BANK 2021-BNK36 reports stable monthly distribution results, indicating confidence in its asset-backed securities amidst minimal delinquencies.

Toyota Auto Receivables 2026-A Trust Files Asset-Backed Report

Toyota Auto Receivables 2026-A Owner Trust files a report on asset-backed securities, underscoring trends in the auto loan market.

Financialist News Desk

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