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Tuesday, November 3, 2026

Companies

Public company updates

Frankly Finances Reports $127.6 Million in Investments

Frankly Finances, LLC files its 13F-HR, revealing $127.6 million in investments as of September 30, 2026, highlighting a diverse portfolio strategy.

Morgan Stanley Finance LLC Files Free Writing Prospectus for Notes

Morgan Stanley Finance LLC has filed a Free Writing Prospectus for its MSAMP5 Jump Notes due November 2033, signaling innovation in financial products.

Legally Addictive Foods extends fundraising deadline to 2026

Legally Addictive Foods, Inc. extends its fundraising deadline to December 16, 2026, aiming to strengthen its financial position in the snack food industry.

Morgan Stanley Files Free Writing Prospectus for New Notes

Morgan Stanley has filed a Free Writing Prospectus for MSAMP5 Step-Up Jump Notes due in 2033, aiming to attract investors in a competitive market.

Morgan Stanley Finance LLC Announces New Step-Up Jump Notes

Morgan Stanley Finance LLC has filed a Free Writing Prospectus for new MSAMP5 Step-Up Jump Notes, showcasing its competitive strategy in the financial services sector.

JPMorgan Chase Financial Co. files pricing supplement for notes

JPMorgan Chase Financial Co. LLC files a pricing supplement for $4 million in contingent interest notes linked to CoreWeave, Inc. stock.

JPMorgan Chase Financial Co. files pricing supplement for notes

JPMorgan Chase Financial Co. has filed a pricing supplement for structured notes linked to SpaceX's stock, signaling a strategic investment move.

BofA Finance announces Auto-Callable Notes linked to indices

BofA Finance LLC files for Auto-Callable Notes linked to major indices, reflecting innovation in the national commercial banking sector.

Morgan Stanley Unveils New Contingent Income Security Offering

Morgan Stanley has introduced a new contingent income security offering, highlighting innovation in the securities market.

Morgan Stanley Finance LLC Files Free Writing Prospectus

Morgan Stanley Finance LLC announces new securities offerings in a recent filing, highlighting terms for SPUMP40 securities aimed at attracting investors.

Bank of Nova Scotia Files Preliminary Pricing Supplement

The Bank of Nova Scotia has filed a preliminary pricing supplement for its autocallable barrier review notes linked to the Russell 2000 index.

BANK5 2026-5YR20 Files Update on Asset-Backed Securities

BANK5 2026-5YR20's latest SEC filing provides updates on its asset-backed securities, impacting the commercial mortgage sector and investor confidence.

BlackRock Multi-State Municipal Series Trust Changes Fee Structure

BlackRock Multi-State Municipal Series Trust shifts to a unitary administration fee structure, enhancing cost efficiency for investors.

Focus Media Network Ltd files for initial public offering

Focus Media Network Ltd has filed for an IPO to raise capital by offering 5 million Class A ordinary shares, pending Nasdaq approval.

Solmate Infrastructure PLC Completes Name Change from Brera

Solmate Infrastructure PLC has completed its name change from Brera Holdings PLC, effective October 27, 2026, with shares continuing to trade as SLMT.

Morgan Stanley Finance LLC Files Free Writing Prospectus

Morgan Stanley Finance LLC has filed a new free writing prospectus for its SPUMP40 securities, expanding its offerings in the financial market.

National Financial Services LLC Updates ATS Affiliate Trading Rules

National Financial Services LLC amends affiliate trading activities on its ATS, impacting trading operations and compliance for its subscribers.

Legg Mason Partners Institutional Trust Files N-CSR Report

Legg Mason Partners Institutional Trust files its N-CSR report, detailing financial performance for the year ending August 31, 2026.

III Corps Holdings Archaius SPV 1, LLC completes private offering

III Corps Holdings Archaius SPV 1, LLC raises $484,640 in a private offering, signaling growth in the investment fund sector.

Alpha Modus Holdings files amended registration for share resale

Alpha Modus Holdings, Inc. has filed an amended registration statement for the resale of over 103 million shares of its common stock, indicating strategic moves in the patent leasing sector.

Financialist News Desk

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