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Tuesday, November 3, 2026

Companies

Public company updates

Tidal Trust I files summary prospectus for AI-driven ETF

Tidal Trust I has filed a new summary prospectus for its AI-managed ETF, highlighting innovative investment strategies and management fees.

Community Film, LLC initiates private equity offering

Community Film, LLC has filed for a private equity offering under Rule 506(b), aiming to raise $100,000 with a minimum investment of $5,000.

Northern Lights Fund Trust II reports latest portfolio holdings

Northern Lights Fund Trust II reveals its portfolio holdings and financials, showcasing a net asset value of approximately $154.4 million.

Northern Lights Fund Trust II reports latest financials

Northern Lights Fund Trust II updates on asset management and securities in recent filing, reflecting trends in the investment management sector.

Northern Lights Fund Trust II reveals latest NPORT-P report

Northern Lights Fund Trust II files NPORT-P, showing $34.8M in assets and notable returns for its North Star Small Cap Value Fund series.

HSBC USA Inc. Files Free Writing Prospectus for New Securities

HSBC USA Inc. has filed a free writing prospectus for new contingent income auto-callable securities linked to NVIDIA's stock performance.

Northern Lights Fund Trust II reports asset updates in NPORT-P

Northern Lights Fund Trust II files NPORT-P, revealing $191.5 million in net assets and updates on investment strategies.

BofA Finance announces pricing for callable yield notes

BofA Finance LLC files pricing supplement for callable yield notes, guaranteed by Bank of America, targeting income-seeking investors.

Royal Bank of Canada files for $1.06 million in notes

Royal Bank of Canada files for $1.06 million in Auto-Callable Contingent Coupon Buffer Notes linked to the Bloomberg US Large Cap VolMax Index.

Hyundai Auto Receivables Trust 2026-D issues new prospectus

Hyundai Auto Receivables Trust 2026-D files a prospectus for asset-backed securities, signaling confidence in the market and potential liquidity benefits.

JPMorgan Chase Financial Co. files pricing supplement for $2.64M

JPMorgan Chase Financial Co. LLC files pricing supplement for $2.64 million in structured investments linked to the MerQube US Tech+ Vol Advantage Index.

First Business Financial Services reveals $1.28B in holdings

First Business Financial Services, Inc. disclosed $1.28 billion in holdings in its latest SEC filing, reflecting its investment strategy in the banking sector.

Bank of Nova Scotia Announces New Debt Offering

Bank of Nova Scotia is set to launch Trigger Autocallable Contingent Yield Notes, enhancing its offerings in the state commercial banking sector.

X4 Pharmaceuticals to Host Investor Day on October 29, 2026

X4 Pharmaceuticals announces an Investor Day on October 29, 2026, focusing on clinical advancements and mavorixafor for rare hematology diseases.

Wells Fargo Finance LLC files pricing supplement for notes

Wells Fargo Finance LLC has filed a pricing supplement for medium-term notes, showcasing its commitment to innovative financial products.

JPMorgan Chase Financial Co. LLC Launches New Investment Notes

JPMorgan Chase Financial Co. LLC announces a new offering of auto callable contingent interest notes linked to major stock indices, diversifying its investment products.

Royal Bank of Canada launches new Capped Return Notes

Royal Bank of Canada files to offer new Capped Return Dual Directional Buffer Notes linked to equity indices, set to mature in 2028.

JPMorgan Chase Financial Co. announces $450,000 note offering

JPMorgan Chase Financial Co. LLC files for $450,000 in auto callable notes linked to major indices, enhancing its structured investment offerings.

JPMorgan Chase Financial Co. unveils new equity notes

JPMorgan Chase Financial Co. has filed a preliminary pricing supplement for new equity notes linked to the Nasdaq-100 Index, enhancing its structured investment offerings.

Royal Bank of Canada files for $10.4 million note offering

Royal Bank of Canada files a pricing supplement for $10.4 million Auto-Callable Contingent Coupon Barrier Notes linked to Amazon's stock.

Financialist News Desk

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