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Wednesday, November 4, 2026

Companies

Public company updates

SPDR Series Trust Files Summary Prospectus for New ETF

SPDR Series Trust has filed a summary prospectus for its SPDR S&P 500 Scored and Screened ETF, focusing on sustainability and ESG criteria.

Royal Bank of Canada Offers New Capped Return Notes

Royal Bank of Canada announces offering of Capped Return Notes linked to major tech stocks, aiming to attract investors with potential returns.

SPDR Series Trust Files Updated Prospectus for ETF

SPDR Series Trust has filed a new prospectus for its SPDR Portfolio Ultra Short T-Bill Index ETF, signaling transparency and investor focus.

Belief Capital Partners, LP Files New Offering Under Rule 506(b)

Belief Capital Partners, LP has filed a new offering under Rule 506(b), aiming to raise $1,677,450 for its venture capital fund.

SPDR Series Trust Files New Summary Prospectus for ETF

SPDR Series Trust updates its summary prospectus for the State Street SPDR Portfolio S&P 500 ETF, outlining investment objectives and fees.

RC The Unforgiven completes nearly $10 million private offering

RC The Unforgiven has raised almost $10 million in a private offering, reflecting strong investor interest in the venture capital sector.

GS Finance Corp. files for $4.6 million note issuance

GS Finance Corp. announces $4.6 million in autocallable notes due 2031, reflecting its strategy to diversify financial products.

AI-1008 Fund I launches $1 million venture capital fund

AI-1008 Fund I, a series of Not Boring Ventures, LP, has launched a new venture capital fund with a total offering amount of $1 million.

Torray Investment Partners reports $757.8M in holdings

Torray Investment Partners LLC files 13F-HR, revealing $757.8 million in holdings as of September 30, 2026, with notable investments in major companies.

UBS AG launches $100,000 Trigger Autocallable Notes

UBS AG has filed for $100,000 Trigger Autocallable Contingent Yield Notes linked to Broadcom Inc., emphasizing its market strategy in National Commercial Banks.

Sagard Private Income Fund files fidelity bond under SEC rules

Sagard Private Income Fund Inc. files a fidelity bond under SEC regulations, highlighting the importance of insurance in the investment industry.

Graf Global Corp. Advances Merger with BIG3 HoldCo LLC

Graf Global Corp. is progressing with its merger with BIG3 HoldCo LLC, aiming to transform sports investment through public engagement.

Betvisors, Inc. Completes $150,000 Private Offering

Betvisors, Inc. has successfully raised $150,000 through a private offering to support its growth and reimburse expenses.

Ark7 Properties Advance LLC Secures Qualification for Offering

Ark7 Properties Advance LLC has secured qualification for its offering, enabling it to attract investments and advance its business strategy in the real estate sector.

FT 13337 Receives Effectiveness for S-6 Filing

FT 13337 has received effectiveness for its S-6 filing, signaling confidence in its investment offerings and impacting stakeholders in the investment sector.

Bitari Inc S-1 Registration Becomes Effective for Capital Raise

Bitari Inc's S-1 registration has been declared effective, allowing the company to proceed with its capital-raising efforts in the commodity contracts industry.

Cabbacis Inc files qualification statement for offerings

Cabbacis Inc has filed a qualification statement, indicating readiness for new offerings in the tobacco products sector.

DevvStream Legacy Corp. confirms filing effectiveness with SEC

DevvStream Legacy Corp. files an effectiveness notice with the SEC, marking a significant step in its investment strategy.

Aspen Neuroscience receives effectiveness for S-1 registration

Aspen Neuroscience, Inc. secures effectiveness for its S-1 registration statement, marking a significant step toward a potential public offering.

OPAY Ltd's F-1 Registration Statement Receives Effectiveness

OPAY Ltd's F-1 registration statement has been declared effective, paving the way for its public offering and impacting the depository banking sector.

Financialist News Desk

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