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Wednesday, November 4, 2026

Companies

Public company updates

New Jersey Pension Fund Reports No Holdings in Latest Filing

State of New Jersey Common Pension Fund E files 13F-HR, showing no reported holdings as of September 30, 2026, signaling potential strategic shifts.

Coller PBN IV Issuer LP files new private equity offering

Coller PBN IV Issuer LP has filed a new private equity offering under Rule 506(b), marking a significant step in its investment strategy.

Advisors Series Trust Reports Financial Position in NPORT-P

Advisors Series Trust files NPORT-P, revealing $16M in total assets and insights into its investment strategies, impacting the investment management sector.

Hussman Investment Trust Files Summary Prospectus for Fund

Hussman Investment Trust files a summary prospectus for its Hussman Strategic Market Cycle Fund, effective November 1, 2026, emphasizing capital protection.

Advisors Series Trust Reports Financial Position in NPORT-P

Advisors Series Trust files NPORT-P, revealing $71.7M in assets. Key insights on fund performance and investments in major corporations included.

Morgan Stanley Finance LLC Files Preliminary Pricing Supplement

Morgan Stanley Finance LLC has filed a preliminary pricing supplement for structured investments, signaling strategic product enhancements.

Morgan Stanley Finance LLC Files Preliminary Pricing for Notes

Morgan Stanley Finance LLC announces a preliminary pricing supplement for market-linked notes due November 28, 2031, fully guaranteed by Morgan Stanley.

HSBC USA Inc. Offers New Autocallable Income Notes

HSBC USA Inc. has filed a prospectus for Autocallable Contingent Income Barrier Notes linked to Meta Platforms, Inc., highlighting investment risks.

JPMorgan Chase Financial files pricing supplement for notes

JPMorgan Chase Financial Co. LLC files a pricing supplement for $100,000 in structured investments linked to the MerQube US Tech+ Vol Advantage Index.

Goldman Sachs ETF Trust launches new Securitized Income ETF

Goldman Sachs ETF Trust files a prospectus for its new Securitized Income ETF, focusing on securitized securities and expanding its investment offerings.

Morgan Stanley Finance files for new structured investment offering

Morgan Stanley Finance LLC files a preliminary pricing supplement for Jump Securities, indicating a strategic move in the security brokers and dealers sector.

Troops, Inc. Partners with Young Platform for Digital Asset Exchange

Troops, Inc. announces a strategic partnership with Young Platform to enhance its digital asset exchange infrastructure, accelerating its development in the sector.

Oscar Gomez acquires shares in USCB Financial Holdings

Oscar Gomez has acquired 1,218 shares of USCB Financial Holdings, signaling confidence in the company's future as EVP of Global Banking.

EQT Exeter declares October distributions for common stock

EQT Exeter Real Estate Income Trust announces distributions for October 2026, highlighting its commitment to shareholders in the competitive REIT sector.

BNY Mellon Advantage Funds Updates Investment Policy

BNY Mellon Advantage Funds has revised its investment policy for the Dynamic Value Fund to focus on value companies, impacting its strategy and market position.

Citigroup files pricing supplement for new medium-term notes

Citigroup Inc. files a preliminary pricing supplement for medium-term senior notes linked to Bank of America and Caterpillar, signaling a strategic move in banking.

Jefferies Financial Group files pricing supplement for notes

Jefferies Financial Group has filed a preliminary pricing supplement for its Senior Autocallable Contingent Coupon Barrier Notes, linked to major indices.

Morgan Stanley Finance LLC Files Pricing Supplement for Notes

Morgan Stanley Finance LLC has filed a pricing supplement for structured investments, signaling a strategic move in the security brokers and dealers sector.

First Trust AlphaDEX Fund II Names New Portfolio Manager

Chris Fallow will join First Trust AlphaDEX Fund II as a portfolio manager, effective November 1, 2026, enhancing the fund's investment strategies.

First Trust AlphaDEX Fund II Names Chris Fallow Portfolio Manager

Chris Fallow is appointed as portfolio manager for First Trust AlphaDEX Fund II, effective November 1, 2026, enhancing the fund's management team.

Financialist News Desk

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