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Thursday, November 5, 2026

Companies

Public company updates

Citigroup Global Markets Announces New Securities Offering

Citigroup Global Markets Holdings Inc. files preliminary terms for new securities linked to major indices, signaling expansion in the brokerage sector.

Bender Investment Co Files Form 144 for Cactus Inc. Shares

Bender Investment Co has filed to sell 100,000 shares of Cactus Inc., valued at around $6 million, indicating a significant liquidity event.

BMO 2023-5C1 Mortgage Trust Files ABS-EE for Commercial Mortgages

BMO 2023-5C1 Mortgage Trust files ABS-EE detailing commercial mortgages, impacting asset-backed securities industry and stakeholders.

EVIA Life Sciences Inc. announces $5.5 million private offering

EVIA Life Sciences Inc. has filed for a private offering to raise $5.5 million, aiming to bolster its financial position in the biotechnology sector.

UBS AG files preliminary pricing supplement for new notes

UBS AG has filed a preliminary pricing supplement for its Buffer Autocallable Contingent Yield Notes, linked to ETFs in semiconductor and energy sectors.

TF Private Investments III LLC completes $320,138 offering

TF Private Investments III LLC has successfully raised $320,138 in a private offering, signaling growth in the pooled investment fund sector.

Menon Vin Discloses Co-CEO Role at Apimeds Pharmaceuticals

Menon Vin reports his position as Co-CEO of Apimeds Pharmaceuticals, holding convertible preferred stock, indicating significant leadership in the pharmaceutical sector.

J. Ralph Borneman Jr. Reports New Stock Transactions

J. Ralph Borneman Jr. reports stock transactions for Erie Indemnity Co., reflecting ongoing engagement as a director in the insurance sector.

RREEF Property Trust declares October 2026 distributions

RREEF Property Trust, Inc. declares monthly distributions for October 2026, showcasing its commitment to shareholders amid competitive pressures in the real estate sector.

Fundrise eREIT Declares Daily Distribution for November 2026

Fundrise eREIT, LLC announces a daily distribution of $0.0000684930 per share for November 2026, reflecting a commitment to shareholder returns.

Grifols Declares Interim Dividend of €0.15 per Share

Grifols SA announces an interim dividend of €0.15 per share, set for payment on December 4, 2026, reflecting its strong financial position.

Weakley Monica acquires 9 shares of AGNT, Inc. stock

Monica Weakley reports acquisition of 9 shares of AGNT, Inc., increasing her total to 12,545 shares, signaling confidence in the real estate market.

Grifols Reports Q3 Results: Revenue Up 8.4%, Profit Rises 28%

Grifols SA's Q3 results show an 8.4% revenue increase and a 28% rise in net profit, driven by growth in its Biopharma division.

BMO 2025-5C11 Mortgage Trust Reports Monthly Distribution

BMO 2025-5C11 Mortgage Trust announces its latest monthly distribution report, indicating stable performance in the asset-backed securities sector.

Swedish Export Credit Corporation Registers Unlimited Debt Securities

Swedish Export Credit Corporation files to offer unlimited debt securities, enhancing financial flexibility and impacting the miscellaneous business credit industry.

Barclays Bank announces AutoCallable Notes offering

Barclays Bank PLC filed a preliminary pricing supplement for AutoCallable Notes due December 5, 2029, signaling a strategic move in the commercial banking sector.

Orchestra BioMed Holdings files Form 144 for stock sale

Orchestra BioMed Holdings, Inc. has filed a Form 144 for a stock sale by Darren Sherman, indicating potential strategic changes within the company.

Citigroup unveils new medium-term senior notes linked to indices

Citigroup Inc. has filed a preliminary pricing supplement for medium-term senior notes linked to the EURO STOXX 50 and S&P 500 indices.

JPMorgan Chase Financial files for new structured notes linked to Dell

JPMorgan Chase Financial Co. LLC files a pricing supplement for structured notes linked to Dell Technologies, showcasing innovation in the national commercial banks sector.

EA Series Trust Certifies Consistency of Fund Prospectus

EA Series Trust confirms the consistency of its fund prospectus in a recent SEC filing, ensuring compliance and transparency for investors.

Financialist News Desk

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