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Wednesday, November 4, 2026

Companies

Public company updates

BMO 2025-5C12 Mortgage Trust Updates Asset-Backed Securities

BMO 2025-5C12 Mortgage Trust files an update on its asset-backed securities, detailing commercial mortgage performance and property insights.

EA Series Trust Certifies Unchanged Prospectus Information

EA Series Trust files certification confirming no changes in prospectus, ensuring transparency and compliance with SEC regulations for investors.

Bank of Nova Scotia launches $411,000 note offering

Bank of Nova Scotia introduces $411,000 in autocallable notes linked to the EURO STOXX 50 Index, enhancing its funding strategies.

Toronto-Dominion Bank unveils new Callable Contingent Interest Notes

Toronto-Dominion Bank announces Callable Contingent Interest Barrier Notes linked to major indices, marking a new chapter in its financial offerings.

Royal Bank of Canada files for $10.8M in Auto-Callable Notes

Royal Bank of Canada files for $10.8 million in Auto-Callable Geared Buffer Notes linked to the EURO STOXX 50 Index, set to mature in November 2031.

Blackshark.ai Inc. announces private equity offering

Blackshark.ai Inc. files Form D for a private equity offering, seeking to raise $29.9 million to fuel growth in the technology sector.

Toronto-Dominion Bank issues preliminary pricing supplement for notes

Toronto-Dominion Bank has filed a preliminary pricing supplement for Callable Contingent Interest Barrier Notes, enhancing its product offerings.

BMO 2024-5C6 Mortgage Trust Reports Monthly Distribution Results

BMO 2024-5C6 Mortgage Trust announces its monthly distribution results, showing low delinquency rates and stable performance in asset-backed securities.

BMO 2026-5C16 Mortgage Trust Files Asset-Backed Securities Update

BMO 2026-5C16 Mortgage Trust submits update on asset-backed securities linked to commercial mortgages, reflecting ongoing market activity.

BMO 2023-5C2 Mortgage Trust Releases Distribution Report

BMO 2023-5C2 Mortgage Trust shares its latest distribution report, showing stability in asset-backed securities amid market challenges.

Oxford Gate, LLC Files Amended Offering Statement

Oxford Gate, LLC has filed an amended offering statement, signaling ongoing fundraising efforts in the hedge fund sector.

Bank of Nova Scotia Offers $11.5 Million Digital Notes

Bank of Nova Scotia files for $11.5 million in contingent buffer digital notes linked to the S&P 500, expanding its financial offerings.

Advisors Series Trust Files Certification for Davidson ETF

Advisors Series Trust confirms no changes in prospectus for Davidson Intermediate Taxable ETF, ensuring compliance with SEC regulations.

BMO 2026-5C16 Mortgage Trust Reports Stable Distribution Results

BMO 2026-5C16 Mortgage Trust reports no asset repurchases, indicating stability in the asset-backed securities market. Full details in the latest filing.

BMO 2025-5C12 Mortgage Trust Reports Successful Distribution

BMO 2025-5C12 Mortgage Trust announces a successful distribution to certificate holders, signaling stability in the asset-backed securities market.

GS Finance Corp. files for new notes linked to S&P 500 index

GS Finance Corp. has filed a preliminary pricing supplement for new notes linked to the S&P 500 Futures Excess Return Index, signaling a strategic move in the securities market.

Barclays Bank announces new Phoenix AutoCallable Notes

Barclays Bank PLC files a preliminary pricing supplement for new structured investment notes linked to major stock indices, enhancing its product offerings.

Specialized Multifamily Partners U.S. Fund II Amends Offering

Specialized Multifamily Partners U.S. Fund II, L.P. amends its offering to raise $750 million, reflecting trends in the private equity fund sector.

Blue Square Asset Management reports $251 million in holdings

Blue Square Asset Management files 13F-HR, revealing $251 million in investments as of September 30, 2026, with significant stakes in major tech companies.

Barclays Bank announces new notes linked to S&P 500 Index

Barclays Bank PLC files a preliminary pricing supplement for new notes linked to the S&P 500, indicating a strategy to diversify funding sources.

Financialist News Desk

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