UBS AG launches $3.48 million Trigger Callable Notes
UBS AG files for $3.48 million in Trigger Callable Contingent Yield Notes, enhancing its offerings in the competitive National Commercial Banks sector.
Yacktman Asset Management reports $8.38 billion in assets
Yacktman Asset Management LP files 13F-HR, reporting $8.38 billion in assets as of September 30, 2026, showcasing its investment strategy and key holdings.
Toronto-Dominion Bank Files Preliminary Pricing Supplement
Toronto-Dominion Bank has filed a preliminary pricing supplement for Autocallable Contingent Interest Barrier Notes, indicating a strategic move in the commercial banking sector.
Topercer Benjamin James files to sell 4,800 shares of Enerpac
Topercer Benjamin James has filed to sell 4,800 shares of Enerpac Tool Group Corp, valued at approximately $198,240, following stock vesting.
UBS AG Offers $1 Million Trigger Callable Yield Notes
UBS AG files for $1 million Trigger Callable Contingent Yield Notes, linked to major indices, highlighting its strategy in the National Commercial Banks sector.
CBIZ, Inc. Completes Merger with Viking ParentCo, Inc.
CBIZ, Inc. has merged with Viking ParentCo, Inc., becoming a wholly owned subsidiary. This move impacts the business services industry.
CCM Investment Trust files new summary prospectus for ETF
CCM Investment Trust has filed a new summary prospectus for its CCM Affordable Housing MBS ETF, focusing on socially responsible investments.
GS Finance Corp. Files for Index-Linked Notes Offering
GS Finance Corp. has filed a preliminary pricing supplement for index-linked notes, aiming to attract investors in a competitive securities market.
JPMorgan Chase Financial Co. files for structured investment notes
JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for structured investment notes linked to the MerQube US Tech+ Vol Advantage Index.
BofA Finance announces leveraged buffered notes linked to S&P 500
BofA Finance LLC files a pricing supplement for leveraged buffered notes linked to the S&P 500 Index, guaranteed by Bank of America Corporation.
Prosper Funding LLC Updates Prospectus for New Notes Offering
Prosper Funding LLC has filed a new prospectus for Borrower Payment Dependent Notes, detailing terms and borrower profiles to attract investors.
CBIZ, Inc. Completes Merger with Viking ParentCo, Inc.
CBIZ, Inc. has finalized its merger with Viking ParentCo, Inc., leading to the deregistration of its securities.
Quint Capital Corporation Reports Financial Update
Quint Capital Corporation has filed an updated financial report, reflecting its status as a broker-dealer and compliance with regulations.
CBIZ, Inc. completes merger with Viking ParentCo, Inc.
CBIZ, Inc. has finalized its merger with Viking ParentCo, becoming a wholly owned subsidiary. This marks a significant shift in the business services sector.
Equitybee 22-34932 amends private equity fund offering details
Equitybee 22-34932 has amended its private equity fund offering, reflecting ongoing efforts to attract accredited investors and adapt to regulatory changes.
Ericsson announces share buyback program for 500,000 shares
Ericsson has initiated a share buyback program, repurchasing 500,000 shares from October 26 to October 30, 2026, signaling confidence in its financial health.
Macquarie Infrastructure Fund sells $950,000 in partnership units
Macquarie Infrastructure Fund, L.P. has sold unregistered limited partnership units for about $950,000, signaling ongoing capital-raising efforts.
Patricio Margarita Reports Ownership of 10,000 Shares
Patricio Margarita reports owning 10,000 shares of Narragansett Bancorp, highlighting his role as a director and the importance of ownership in corporate governance.
CBIZ, Inc. deregisters securities after Viking merger
CBIZ, Inc. has filed a post-effective amendment to deregister securities following its merger with Viking ParentCo, Inc., marking a strategic shift for the company.
FT 13321 Secures Approval for Enhanced Investment Trust
FT 13321 receives SEC approval for its investment trust, aiming for enhanced returns and loss buffers, signaling a trend in innovative financial products.