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Wednesday, November 4, 2026

Companies

Public company updates

Bank of Montreal unveils new capped digital return notes

Bank of Montreal announces a new offering of capped digital return barrier notes linked to the S&P 500 Index, enhancing its product lineup.

PGIM Rock ETF Trust Updates Prospectus for Two Funds

PGIM Rock ETF Trust revises its prospectus for the PGIM S&P 500 Buffer 12 and 20 ETFs, detailing new investment objectives and caps for the upcoming period.

Vail Resorts faces contested board election amid proxy filing

Vail Resorts Inc. files proxy statement for a contested board election, highlighting tensions with activist shareholders and strategic company direction.

Foxhaven Capital files amendment to private offering

Foxhaven Capital, LP has amended its private offering under Rule 506(b), reporting $1.73 billion sold and 68 investors. Details on implications were not disclosed.

Cannae Holdings Sets Virtual Annual Meeting for December 2026

Cannae Holdings announces its annual meeting on December 11, 2026, emphasizing virtual participation for shareholders in a significant retail sector event.

BofA Finance announces pricing of $2.038 million notes

BofA Finance LLC has priced $2.038 million in Contingent Income Issuer Callable Yield Notes, guaranteed by Bank of America Corporation.

Vescent Technologies announces new private equity offering

Vescent Technologies, Inc. files for a new private equity offering under Rule 506(b), marking a strategic move to raise capital.

Bank of Montreal launches Digital Return Barrier Notes

Bank of Montreal files for new Digital Return Barrier Notes, offering potential high returns linked to major indices, but with significant risks.

JPMorgan Chase Financial Co. files for structured investments

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement for structured investments, signaling innovation in the banking sector.

K&F Growth Acquisition Corp. II Postpones Shareholder Meeting

K&F Growth Acquisition Corp. II has postponed its shareholder meeting to vote on an extension proposal for its initial business combination to November 4, 2026.

FingerMotion to Hold Special Meeting on Reverse Stock Split

FingerMotion, Inc. announces a special meeting on December 4, 2026, to discuss a proposed reverse stock split aimed at enhancing market position.

Berthel, Fisher & Company reveals latest investment holdings

Berthel, Fisher & Company Financial Services, Inc. discloses its holdings in a recent filing, valued at approximately $602.8 million, reflecting its investment strategy.

Bank of Montreal unveils callable barrier notes offering

Bank of Montreal announces new callable barrier notes linked to major indices, aiming to attract investors with contingent coupon payments.

Walters George Reports Stake in ParkerVision as Director

William George Walters discloses his ownership in ParkerVision, reflecting his commitment as a director. The update signals leadership confidence in the company's future.

Kneppers Reports Sale of 452,000 Shares in Blue Biofuels

Chris J. Kneppers reports the sale of 452,000 shares of Blue Biofuels, reflecting strategic decisions in the industrial organic chemicals sector.

Leclerc Maxime acquires 100,000 stock options at Jaguar Uranium

Leclerc Maxime acquires 100,000 stock options at Jaguar Uranium Corp., marking a significant commitment to the company's future.

Sanders Dax Gifts 1,600 Shares of Kinder Morgan Stock

Sanders Dax, President of Kinder Morgan, Inc., donates 1,600 shares of stock to a charitable fund, emphasizing corporate social responsibility.

Dianaty Ali reports stock transaction for tax obligations

Dianaty Ali, EVP of MiniMed Group, reports a transaction involving 449 shares of common stock withheld for tax obligations, reflecting industry practices.

Gain Therapeutics' Weidner Exercises Stock Options for 130,000 Shares

Jeanette Weidner of Gain Therapeutics exercises stock options for 130,000 shares, reflecting confidence in the company's future.

D-Wave Quantum reports director's stock acquisition

D-Wave Quantum Inc. reveals director Krysler P. Kevan's acquisition of over 15,000 restricted stock units, signaling confidence in the company's future.

Financialist News Desk

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