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Wednesday, November 4, 2026

Companies

Public company updates

Victory Portfolios IV Files Updated Prospectus for Bond Fund

Victory Portfolios IV has filed a new prospectus for the Victory Pioneer Bond Fund, detailing investment objectives and fees, aiming to attract new investors.

BofA Finance LLC Files Pricing Supplement for New Notes

BofA Finance LLC announces its Digital Return Notes linked to major indices, reflecting innovation in the national commercial banking sector.

Victory Portfolios II updates prospectus for ETF

Victory Portfolios II files new prospectus for its ETF, highlighting investment strategies and fees, aiming for lower volatility in a competitive market.

Victory Portfolios II files new prospectus for ETF

Victory Portfolios II updates investors with a new prospectus for its ETF, outlining investment strategies and fees.

Victory Portfolios II Updates Prospectus for Small Cap ETF

Victory Portfolios II has filed a new prospectus for its VictoryShares Small Cap Free Cash Flow ETF, detailing investment strategies and fees.

Victory Portfolios II updates ETF prospectus for investors

Victory Portfolios II has filed a new prospectus for its ETF, focusing on growth companies with strong cash flow, signaling a strategic update in its offerings.

Victory Portfolios II Files New Prospectus for Income Fund

Victory Portfolios II has filed a new prospectus for its Victory Market Neutral Income Fund, focusing on high current income for investors.

Victory Portfolios II updates prospectus for Corporate Bond ETF

Victory Portfolios II files a new prospectus for its Corporate Bond ETF, outlining investment strategies and fees, impacting the ETF market.

JPMorgan Chase Financial files preliminary pricing supplement

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for structured investments linked to the MerQube US Large-Cap Vol Advantage Index.

Bank of Montreal announces new notes linked to S&P 500 Index

Bank of Montreal files pricing supplement for new notes linked to the S&P 500 Index, enhancing its product offerings in the commercial banking sector.

Morgan Stanley Files Free Writing Prospectus for New Product

Morgan Stanley's latest filing details a new financial product linked to major indices, showcasing its innovative approach in the securities industry.

Morgan Stanley Finance LLC Files Free Writing Prospectus for New Securities

Morgan Stanley Finance LLC has filed a Free Writing Prospectus for a new security offering, showcasing innovative investment products in the brokerage industry.

GS Finance Corp. registers $3.69 million in new notes

GS Finance Corp. files for $3.69 million in autocallable notes linked to various indices, signaling a strategic move in the security brokers and dealers industry.

Scheels All Sports files new private offering under Rule 506(b)

Scheels All Sports, Inc. has filed a new offering under Rule 506(b), raising over $2.7 million to enhance its capital structure.

GCP Capital Solutions Offshore LP amends offering details

GCP Capital Solutions Offshore LP has amended its offering details, signaling ongoing capital-raising efforts in the hedge fund sector.

GCP Capital Solutions LP Amends Offering Details

GCP Capital Solutions LP amends its offering details, raising approximately $127.95 million to date, focusing on pooled investment funds.

Weave Communications files post-effective amendment after merger

Weave Communications has filed a post-effective amendment to its registration statement, marking a significant change following its merger with Willow Parent, LLC.

Wayland Square Partners SPV I, LLC Announces New Offering

Wayland Square Partners SPV I, LLC has filed a new offering, raising $7.42 million as part of its fundraising efforts under Rule 506(b).

Exchange Listed Funds Trust Delays Registration Amendment

Exchange Listed Funds Trust has filed to delay the effectiveness of a registration amendment until November 6, 2026, reflecting ongoing adjustments in investment management.

DM Trust Aggregator files Form 144 for Dutch Bros shares

DM Trust Aggregator, LLC has filed a Form 144 to sell shares of Dutch Bros Inc., indicating ongoing stockholder activity in the retail sector.

Financialist News Desk

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