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Wednesday, November 4, 2026

Companies

Public company updates

JPMorgan Chase Financial files preliminary pricing supplement

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for structured investments linked to the MerQube US Large-Cap Vol Advantage Index.

Bank of Montreal announces new notes linked to S&P 500 Index

Bank of Montreal files pricing supplement for new notes linked to the S&P 500 Index, enhancing its product offerings in the commercial banking sector.

Morgan Stanley Files Free Writing Prospectus for New Product

Morgan Stanley's latest filing details a new financial product linked to major indices, showcasing its innovative approach in the securities industry.

Morgan Stanley Finance LLC Files Free Writing Prospectus for New Securities

Morgan Stanley Finance LLC has filed a Free Writing Prospectus for a new security offering, showcasing innovative investment products in the brokerage industry.

GS Finance Corp. registers $3.69 million in new notes

GS Finance Corp. files for $3.69 million in autocallable notes linked to various indices, signaling a strategic move in the security brokers and dealers industry.

Scheels All Sports files new private offering under Rule 506(b)

Scheels All Sports, Inc. has filed a new offering under Rule 506(b), raising over $2.7 million to enhance its capital structure.

GCP Capital Solutions Offshore LP amends offering details

GCP Capital Solutions Offshore LP has amended its offering details, signaling ongoing capital-raising efforts in the hedge fund sector.

GCP Capital Solutions LP Amends Offering Details

GCP Capital Solutions LP amends its offering details, raising approximately $127.95 million to date, focusing on pooled investment funds.

Weave Communications files post-effective amendment after merger

Weave Communications has filed a post-effective amendment to its registration statement, marking a significant change following its merger with Willow Parent, LLC.

Wayland Square Partners SPV I, LLC Announces New Offering

Wayland Square Partners SPV I, LLC has filed a new offering, raising $7.42 million as part of its fundraising efforts under Rule 506(b).

Exchange Listed Funds Trust Delays Registration Amendment

Exchange Listed Funds Trust has filed to delay the effectiveness of a registration amendment until November 6, 2026, reflecting ongoing adjustments in investment management.

DM Trust Aggregator files Form 144 for Dutch Bros shares

DM Trust Aggregator, LLC has filed a Form 144 to sell shares of Dutch Bros Inc., indicating ongoing stockholder activity in the retail sector.

Hazoor Select, LP amends investment offering details

Hazoor Select, LP has amended its investment offering, indicating ongoing activities and interest in pooled investment funds.

JPMorgan Chase Financial Co. LLC Files Pricing Supplement for Notes

JPMorgan Chase Financial Co. LLC announces a preliminary pricing supplement for notes linked to the MerQube US Large-Cap Vol Advantage Index, enhancing its structured investment offerings.

Madison ETFs Trust files summary prospectus for new ETF

Madison ETFs Trust has filed a summary prospectus for its Madison Short-Term Strategic Income ETF, focusing on current income generation.

Victory Portfolios II Updates Prospectus for ETF Fund

Victory Portfolios II updates its prospectus for the US 500 Enhanced Volatility Weighted Index Fund, detailing investment strategies and fees.

Victory Portfolios II files new prospectus for ETF

Victory Portfolios II has filed a new prospectus for its ETF, highlighting investment strategies and low fees to attract investors in a competitive market.

DM Individual Aggregator sells shares of Dutch Bros, Inc.

DM Individual Aggregator, LLC sells 20,008 shares of Dutch Bros, Inc. for approximately $879,951.84, highlighting ongoing trading activity.

Relay Therapeutics President Sells Stock to Cover Tax Obligations

Relay Therapeutics' President, Donald A. Bergstrom, sold shares to cover tax obligations following the vesting of restricted stock units.

Acuity Inc. CEO Neil Ashe Sells Shares Under Trading Plan

Neil Ashe, CEO of Acuity Inc., sold shares of common stock as part of a trading plan, reflecting strategic management of his equity stake.

Financialist News Desk

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