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Wednesday, November 4, 2026

Companies

Public company updates

Evernorth Holdings files prospectus for Class A common stock sale

Evernorth Holdings Inc. has filed a prospectus for the potential sale of over 5 million shares of its Class A common stock, highlighting industry interest.

Bullock Wealth Management Group releases Q3 2022 holdings report

Bullock Wealth Management Group files 13F-HR, revealing $94.97 million in investments as of September 30, 2022, impacting the wealth management sector.

Dropbox officer Sarah Schubach files to sell 2,055 shares

Sarah Schubach of Dropbox has filed to sell 2,055 shares as part of a 10b5-1 trading plan, reflecting ongoing stock activity in the tech sector.

Madison ETFs Trust Files Summary Prospectus for New ETF

Madison ETFs Trust has filed a summary prospectus for its Madison Covered Call ETF, focusing on total returns and income through a covered call strategy.

Font Juan files Form 144 to sell shares of American Tower Corp

Font Juan files Form 144 to sell shares of American Tower Corporation, signaling a significant liquidity event for the officer.

RBB Fund, Inc. announces ETF name changes and adviser switch

RBB Fund, Inc. will rename its ETFs and change investment advisers to Emerald Mutual Fund Advisers Trust effective December 31, 2026.

Madison ETFs Trust files summary prospectus for new ETF

Madison ETFs Trust files a summary prospectus for the Madison Dividend Value ETF, focusing on dividend-paying equities to attract investors.

CIBC Files Preliminary Offering for Autocallable Securities

CIBC has filed a preliminary offering for Autocallable Strategic Accelerated Redemption Securities linked to the Russell 2000 Index, expanding its product line.

Sytse Sijbrandij amends stake in GitLab with new filing

Sytse Sijbrandij updates his Schedule 13G, showing 14.3 million shares in GitLab Inc., reflecting an 8.5% ownership stake.

SoftVest Advisors Amends Schedule 13G for Cross Timbers Trust

SoftVest Advisors updates its Schedule 13G, holding 17% of Cross Timbers Royalty Trust's units, signaling ongoing investment in the oil royalty sector.

Fund 1 Investments proposes take-private deal for Xponential Fitness

Fund 1 Investments has proposed a take-private acquisition of Xponential Fitness, offering a premium to shareholders amid declining stock prices.

Poleg Tamir Reports Change in Ownership After Merger

Poleg Tamir files amendment revealing he no longer owns shares in Real Brokerage Inc. following its merger with RE/MAX Holdings.

Absci CEO Sean McClain Reports Share Transaction

Sean McClain, CEO of Absci Corp, reports a transaction of 79,860 shares, reflecting tax obligations from performance-based RSUs.

UMB Financial's Williamson Discloses Stock Ownership Details

Paul Michael Williamson of UMB Financial Corp reveals stock ownership in SEC filing, highlighting transparency in the national commercial banking sector.

Gallagher reports sale of 370 shares in UMB Financial Corp

Kevin Charles Gallagher sells 370 shares of UMB Financial Corp, reflecting ongoing adjustments in his investment portfolio amid market fluctuations.

Ruppel David Reports Stock Transactions at Littelfuse Inc.

David Ruppel of Littelfuse Inc. discloses stock transactions, acquiring shares through options and selling others at substantial prices.

Petty Joshua sells 1,500 shares of Booz Allen Hamilton stock

Petty Joshua, EVP & General Counsel at Booz Allen Hamilton, sold 1,500 shares, reflecting changes in executive compensation strategies in management consulting.

Fitzgerald Buffum Shannon sells shares of Booz Allen Hamilton

Fitzgerald Buffum Shannon, an executive at Booz Allen Hamilton, reports sale of 2,105 shares, reflecting ongoing changes in executive stock holdings.

Balser Jeffrey R. acquires 5,664 shares in First Horizon Corp

Jeffrey R. Balser reports acquisition of 5,664 shares in First Horizon Corp, signaling commitment and confidence in the banking sector.

Paeper acquires additional shares of Littelfuse Inc.

Beth Paeper increases her stake in Littelfuse Inc. by acquiring 62 shares, reflecting confidence in the manufacturing sector.

Financialist News Desk

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