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Tuesday, November 3, 2026

Companies

Public company updates

UBS AG Files Preliminary Pricing for New Yield Notes

UBS AG has filed a preliminary pricing supplement for its Trigger Autocallable Contingent Yield Notes linked to GE Vernova Inc., signaling a strategic move in the banking sector.

Foster Dykema Cabot & Partners reveals Q3 2026 holdings

Foster Dykema Cabot & Partners, LLC disclosed its Q3 2026 holdings, totaling approximately $1.9 billion in assets under management.

Beyond Air files definitive proxy statement for shareholder meeting

Beyond Air, Inc. files definitive proxy statement, detailing key proposals for upcoming shareholder meeting, emphasizing transparency and engagement.

UBS AG Offers $720,000 in Trigger Autocallable Notes

UBS AG announces a $720,000 offering of Trigger Autocallable Contingent Yield Notes linked to GE Vernova Inc., highlighting innovative investment strategies.

Moore H. Lynn Jr. to Sell 10,000 Shares of Tyler Technologies

Moore H. Lynn Jr. files to sell 10,000 shares of Tyler Technologies, valued at about $3.93 million, following a previous sale in August.

Chapiter Missions Inc. amends securities offering details

Chapiter Missions Inc. has amended its securities offering, consolidating operations and trade assets, signaling a strategic shift in the business services sector.

Chemomab Therapeutics proposes merger with Scipher Medicine

Chemomab Therapeutics Ltd. files definitive proxy statement for merger with Scipher Medicine Corporation, aiming to enhance operations and market presence.

Barclays Bank announces new AutoCallable Notes issuance

Barclays Bank PLC files a preliminary pricing supplement for AutoCallable Notes, marking a strategic move to enhance its financial product offerings.

Barclays Bank unveils new market-linked securities offering

Barclays Bank PLC announces a new offering of market-linked securities linked to the S&P 500 Index, aiming to diversify its product offerings.

UBS AG announces offering of Trigger Autocallable Notes

UBS AG files for offering of new Trigger Autocallable Contingent Yield Notes linked to Bloom Energy, highlighting innovation in structured products.

UBS AG launches $500,000 Trigger Autocallable Notes

UBS AG has filed for a new offering of $500,000 Trigger Autocallable Contingent Yield Notes linked to Bloom Energy Corporation, enhancing its investment product lineup.

UBS AG Files Preliminary Pricing for Contingent Yield Notes

UBS AG has filed a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to ServiceNow, Inc., highlighting innovation in the banking sector.

UBS AG Offers $500,000 Trigger Autocallable Notes Linked to ServiceNow

UBS AG announces a new offering of $500,000 Trigger Autocallable Contingent Yield Notes linked to ServiceNow, Inc., highlighting risks and market strategies.

American Assets Investment Management Reports $1.6B Holdings

American Assets Investment Management reveals over $1.6 billion in holdings, highlighting key investments in major companies like Bank of America and Apple.

UBS AG Files Preliminary Pricing Supplement for New Notes

UBS AG announces a new offering of Trigger Autocallable Contingent Yield Notes linked to Boston Scientific Corporation, highlighting its innovative approach in the banking sector.

RBB Fund Announces Advisory Change Amid T. Rowe Price Deal

RBB Fund, Inc. announces Emerald as sole adviser for its fund after T. Rowe Price's acquisition of F/m Investments, effective December 31, 2026.

Xcel Energy plans $6 billion common stock offering

Xcel Energy Inc. announces a prospectus supplement to offer up to $6 billion in common stock, signaling a strategic capital raise.

UBS AG Offers $100,000 Trigger Autocallable Yield Notes

UBS AG announces the offering of $100,000 Trigger Autocallable Contingent Yield Notes linked to Boston Scientific Corporation, highlighting investment risks.

BofA Finance announces $2.09 million yield notes pricing

BofA Finance LLC prices $2.09 million in yield notes, guaranteed by Bank of America, linked to Russell 2000 and S&P 500 indices.

Markel-Gayner Asset Management Files 13F-NT Report

Markel-Gayner Asset Management LLC reports changes in its investment portfolio with a 13F-NT filing for the period ending September 30, 2026.

Financialist News Desk

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