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Tuesday, November 3, 2026

Companies

Public company updates

Exchange Listed Funds Trust Delays Registration Amendment

Exchange Listed Funds Trust has filed to delay the effectiveness of a registration amendment until November 6, 2026, reflecting ongoing adjustments in investment management.

DM Trust Aggregator files Form 144 for Dutch Bros shares

DM Trust Aggregator, LLC has filed a Form 144 to sell shares of Dutch Bros Inc., indicating ongoing stockholder activity in the retail sector.

Hazoor Select, LP amends investment offering details

Hazoor Select, LP has amended its investment offering, indicating ongoing activities and interest in pooled investment funds.

JPMorgan Chase Financial Co. LLC Files Pricing Supplement for Notes

JPMorgan Chase Financial Co. LLC announces a preliminary pricing supplement for notes linked to the MerQube US Large-Cap Vol Advantage Index, enhancing its structured investment offerings.

Madison ETFs Trust files summary prospectus for new ETF

Madison ETFs Trust has filed a summary prospectus for its Madison Short-Term Strategic Income ETF, focusing on current income generation.

Victory Portfolios II Updates Prospectus for ETF Fund

Victory Portfolios II updates its prospectus for the US 500 Enhanced Volatility Weighted Index Fund, detailing investment strategies and fees.

Victory Portfolios II files new prospectus for ETF

Victory Portfolios II has filed a new prospectus for its ETF, highlighting investment strategies and low fees to attract investors in a competitive market.

DM Individual Aggregator sells shares of Dutch Bros, Inc.

DM Individual Aggregator, LLC sells 20,008 shares of Dutch Bros, Inc. for approximately $879,951.84, highlighting ongoing trading activity.

Relay Therapeutics President Sells Stock to Cover Tax Obligations

Relay Therapeutics' President, Donald A. Bergstrom, sold shares to cover tax obligations following the vesting of restricted stock units.

Acuity Inc. CEO Neil Ashe Sells Shares Under Trading Plan

Neil Ashe, CEO of Acuity Inc., sold shares of common stock as part of a trading plan, reflecting strategic management of his equity stake.

Allen Frances L. sells 500 shares of Brinker International

Allen Frances L. sold 500 shares of Brinker International, reducing ownership. This reflects ongoing changes in executive ownership in the retail sector.

Parker-Hannifin director acquires 205 restricted stock units

Denise R. Fleming of Parker-Hannifin Corp reports acquisition of 205 restricted stock units, reflecting leadership incentives in the fabricated metal products industry.

Rahmer Peter Sells Shares to Cover Tax Obligations

Rahmer Peter, Chief Corporate Development Officer at Relay Therapeutics, sold shares to cover tax obligations from restricted stock units. Details inside.

Wozniak Beth acquires restricted stock units from Parker-Hannifin

Wozniak Beth reports acquisition of 205 restricted stock units from Parker-Hannifin Corp, highlighting trends in employee compensation within the manufacturing sector.

Azar Samak L sells 335 shares of GlobalFoundries

Azar Samak L, Chief Legal Officer at GlobalFoundries, sells 335 shares at $45.37 each, reflecting ongoing trading under a Rule 10b5-1 plan.

Brinker CEO Kevin Hochman sells 40,000 shares of stock

Kevin Hochman, CEO of Brinker International, sold 40,000 shares of stock under a trading plan, retaining over 104,000 shares post-transaction.

Finley John G Transfers 2,000 Shares to Trust on October 30

Finley John G, Chief Legal Officer at Blackstone Inc., transferred 2,000 shares to a trust, reflecting asset management strategies in the investment sector.

Dittmar William D Jr. acquires shares in Virginia National Bankshares

Dittmar William D Jr. reported a significant transaction involving shares of Virginia National Bankshares Corp, reflecting ongoing trends in the banking sector.

UPS Chief Domestic Officer Sells Over 8,300 Shares of Stock

Guffey Matthew W of UPS sold 8,317 shares in a recent transaction, reflecting strategic shifts in the trucking and courier services industry.

STRATTEC Security Corp Reports Q1 Results Amid Industry Changes

STRATTEC Security Corp shares insights from its Q1 2027 results, highlighting performance and challenges in the motor vehicle parts industry.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →