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Tuesday, November 3, 2026

Companies

Public company updates

BofA Finance files pricing supplement for structured investments

BofA Finance LLC's new filing reveals a focus on structured investments linked to Boeing's stock, highlighting trends in the national commercial banking sector.

FT 13299 files amendment for public offering of units

FT 13299 has filed an amendment to its registration statement, allowing for a public offering of its units focused on biotechnology investments.

GS Finance Corp. Launches New Autocallable Notes Linked to S&P 500

GS Finance Corp. unveils new autocallable notes linked to S&P 500 futures, enhancing its offerings in the security brokers and dealers sector.

American Funds Mortgage Fund Files N-CSR Report for 2026

American Funds Mortgage Fund releases its N-CSR report, revealing financial performance as of August 31, 2026, impacting the investment management sector.

Jefferies Financial Group files for new contingent coupon notes

Jefferies Financial Group Inc. files a preliminary pricing supplement for Senior Autocallable Contingent Coupon Barrier Notes, targeting innovative investment strategies.

Virtus Managed Account Completion Shares Trust Files 497J

Virtus Managed Account Completion Shares Trust files 497J, confirming no changes to its prospectus, ensuring compliance and transparency in the investment sector.

Jacksonville Wealth Management reports $190.5M in holdings

Jacksonville Wealth Management's latest 13F-HR report shows $190.5 million in securities holdings, reflecting its investment strategy and market positioning.

Bank of America launches Accelerated Return Notes offering

Bank of America introduces Accelerated Return Notes linked to SPDR S&P Biotech ETF, expanding its product offerings in the national commercial banking sector.

UBS AG files preliminary pricing for new index-linked notes

UBS AG has filed a preliminary pricing supplement for its new index-linked notes, emphasizing innovative financial products in the banking sector.

Boston Trust Walden Inc. files latest 13F Notice for Q3 2026

Boston Trust Walden Inc. has filed its 13F Notice for Q3 2026, detailing its investment activities and strategies in the asset management industry.

BMO 2025-C13 Mortgage Trust Reports October Distribution

BMO 2025-C13 Mortgage Trust announces its October 2026 distribution, signaling stability in asset-backed securities amid a competitive market.

Tauman Yair Files to Sell 5,000 Shares of Radware Ltd

Tauman Yair, director of Radware Ltd, files to sell 5,000 shares valued at $175,800, reflecting ongoing trading in the tech services sector.

BofA Finance LLC Offers Accelerated Return Notes Linked to ETF

BofA Finance LLC announces a new offering of Accelerated Return Notes linked to the SPDR S&P Biotech ETF, potentially reshaping investment strategies.

Virtus Investment Trust Files 497J to Confirm Prospectus Consistency

Virtus Investment Trust confirms consistency of its prospectus in a recent SEC filing, reinforcing compliance and transparency in the investment industry.

Short-Term Bond Fund of America Files Latest N-CSR Report

Short-Term Bond Fund of America reports key financial data in its latest N-CSR filing, emphasizing transparency and compliance in the investment sector.

BMO 2026-C14 Mortgage Trust Files Latest Asset Report

BMO 2026-C14 Mortgage Trust submits its latest asset-backed securities report, showcasing its ongoing activities in the commercial mortgage sector.

COWA, LLC Reports Latest Holdings in SEC Filing

COWA, LLC's recent SEC filing reveals its investment holdings, reflecting strategic moves in the financial services sector.

Wrenne Financial Planning reports $303 million in holdings

Wrenne Financial Planning LLC discloses over $303 million in investments, highlighting major positions in tech and financial sectors, according to its latest filing.

American Funds U.S. Small & Mid Cap Equity Fund Reports Results

American Funds U.S. Small & Mid Cap Equity Fund files its latest report, revealing performance and holdings as of August 31, 2026.

Brown Charles G. III reports zero share ownership in Monroe Federal

Brown Charles G. III reports no share ownership in Monroe Federal Bancorp, signaling potential strategic shifts within the savings institution sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →