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Tuesday, October 27, 2026

Companies

Public company updates

Prentiss Smith & Co Inc Reveals Latest 13F-HR Report

Prentiss Smith & Co Inc's latest 13F-HR filing reveals key investment holdings, showcasing its strategy in the financial services sector.

FT 13297 Registers Indefinite Number of Units for Trust

FT 13297 has registered an indefinite number of units under the Securities Act, marking a significant step for the unit investment trust industry.

Wells Fargo Commercial Mortgage Trust Files ABS-EE Report

Wells Fargo Commercial Mortgage Trust 2018-C48 files ABS-EE report detailing commercial mortgage assets, signaling ongoing activity in the asset-backed securities sector.

Nissan Auto Receivables Trust Reports Stable Performance

Nissan Auto Receivables 2025-B Owner Trust reports no asset repurchase demands, indicating stability in its latest distribution report.

Chivo Direct raises $1.17 million in successful offering

Chivo Direct has completed its offering, raising over $1.17 million, signaling strong interest in pooled investment funds.

Rainfall C1, LP completes $1.3 million private offering

Rainfall C1, LP has completed a private offering, raising $1.3 million, reflecting trends in the venture capital sector.

Federal Home Loan Bank of San Francisco Creates New Debt Obligation

Federal Home Loan Bank of San Francisco files an 8-K detailing a new direct financial obligation, emphasizing its role in the federally-sponsored credit agency sector.

Nissan Auto Lease Trust 2024-B Reports Stable Distribution Results

Nissan Auto Lease Trust 2024-B reports stable performance in its latest distribution report, reflecting positively on the asset-backed securities industry.

Morgan Stanley Finance LLC Files Pricing Supplement for New Securities

Morgan Stanley Finance LLC announces a new structured investment product through a pricing supplement, enhancing its offerings in the securities market.

Bank of Montreal announces new senior medium-term notes

Bank of Montreal files for new senior medium-term notes linked to Alphabet and Dell, highlighting innovation in commercial banking.

Graetz Wealth LLC reports $126.8 million in latest 13F-HR

Graetz Wealth LLC's latest 13F-HR filing reveals a portfolio valued at $126.8 million, showcasing its investment strategies and key holdings.

Talcott Resolution updates expense information for funds

Talcott Resolution Life Insurance Co Separate Account 11 updates expense information for several funds, impacting investors and reflecting industry trends.

Greenwood Capital Associates Files 13F-HR for Q3 2026

Greenwood Capital Associates LLC's latest 13F-HR report reveals significant investment holdings as of September 30, 2026, showcasing its strategy and market positioning.

Morgan Stanley Finance LLC Files Pricing Supplement for Securities

Morgan Stanley Finance LLC has filed a pricing supplement for callable contingent income securities due in 2029, targeting risk-tolerant investors.

Nissan Auto Lease Trust 2026-B Releases Stability Report

Nissan Auto Lease Trust 2026-B confirms no asset repurchase demands in its latest report, signaling stability in the asset-backed securities market.

Bank of Montreal launches new medium-term notes linked to S&P 500

Bank of Montreal files a pricing supplement for new medium-term notes linked to the S&P 500, indicating a strategic move in the commercial banking sector.

Morgan Stanley Finance LLC Files Pricing Supplement for Securities

Morgan Stanley Finance LLC files a pricing supplement for structured investments, highlighting its strategy in the security brokers and dealers sector.

Toronto-Dominion Bank Files Pricing Supplement for Debt Securities

Toronto-Dominion Bank files a pricing supplement for new senior debt securities linked to Generac Holdings, expanding its offerings in the commercial banking sector.

BofA Finance LLC Files Pricing Supplement for New Notes

BofA Finance LLC files a pricing supplement for Auto-Callable Enhanced Return Notes linked to the S&P 500, diversifying its product offerings.

Humphry Slocombe reports annual results, shows revenue decline

Humphry Slocombe Group, Inc's annual report reveals a revenue decline and net loss for 2025, reflecting challenges in the food and beverage industry.

Financialist News Desk

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