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Tuesday, November 3, 2026

Companies

Public company updates

BofA Finance LLC Files Pricing Supplement for Notes Linked to Stock

BofA Finance LLC has filed a pricing supplement for Auto-Callable Notes linked to Baker Hughes Company stock, expanding its financial product offerings.

Investment Managers Series Trust II Files Latest NPORT-P Report

Investment Managers Series Trust II has submitted its NPORT-P report, revealing key financial metrics and asset allocations as of August 31, 2026.

Investment Managers Series Trust II Reports Fund Performance

Investment Managers Series Trust II files NPORT-P, detailing fund performance and asset management strategies, revealing a net asset value of $136.9 million.

Spire Wealth Management reports $3.27 billion in holdings

Spire Wealth Management's latest SEC filing reveals $3.27 billion in holdings, showcasing its investment strategy in major tech and consumer companies.

JPMorgan Chase announces $4.28 million callable notes

JPMorgan Chase issues $4.28 million callable fixed-rate notes due 2031, reflecting its strategy to enhance capital amidst competitive pressures.

Citigroup files preliminary pricing for new senior notes

Citigroup Inc. has filed a preliminary pricing supplement for new medium-term senior notes, offering potential contingent coupon payments to investors.

Bank of Nova Scotia launches $340,000 Autocallable Notes

Bank of Nova Scotia announces a $340,000 offering of Autocallable Barrier Review Notes linked to S&P 500 and EURO STOXX 50 indices, maturing in 2031.

Rodriguez acquires 1,000 shares of USCB Financial Holdings

Ramon M. Rodriguez has acquired 1,000 shares of USCB Financial Holdings, emphasizing his commitment to the company amid ongoing market activity.

Citigroup Inc. issues Medium-Term Senior Notes to boost capital

Citigroup Inc. has announced the issuance of Medium-Term Senior Notes, Series G, aimed at strengthening its capital base and attracting institutional investors.

Jefferies Financial Group files for new contingent coupon notes

Jefferies Financial Group Inc. files for Senior Autocallable Contingent Coupon Barrier Notes due November 10, 2032, expanding its financial product offerings.

OCIM Offshore Fund amends private offering for investors

OCIM Offshore Fund Ltd has amended its private offering, potentially impacting the hedge fund sector and reflecting strong investor interest.

Stephenson & Company Discloses $220 Million in Holdings

Stephenson & Company, Inc. reports $220 million in holdings, showcasing a diverse investment strategy in major companies like Apple and Amazon.

Drystone LLC reports latest 13F-HR filing with key holdings

Drystone LLC's recent 13F-HR filing reveals significant investments in major companies, impacting its investment strategy and the asset management industry.

ETF Series Solutions reports financial data for Q3 2026

ETF Series Solutions discloses Q3 2026 financials, revealing $24.97 million in assets and strategic investments in real estate trusts.

Citigroup Global Markets files for new securities offering

Citigroup Global Markets Holdings Inc. files a preliminary pricing supplement for a new security linked to S&P 500 Futures, signaling innovation in the industry.

Citigroup Files Preliminary Pricing Supplement for New Securities

Citigroup Inc. files a preliminary pricing supplement for new securities linked to the S&P 500 Futures index, signaling a strategic market move.

ETF Series Solutions Discloses Latest Fund Performance Metrics

ETF Series Solutions reveals financial metrics with a net asset value of $3.32 million, showcasing a diverse portfolio in the investment sector.

ETF Series Solutions Reports Portfolio Update for Q3 2026

ETF Series Solutions reveals its latest portfolio update, showcasing substantial assets and liabilities in its Vident U.S. Bond Strategy ETF.

ETF Series Solutions Reports Financial Update for Q3 2026

ETF Series Solutions discloses financials showing $460 million in total assets and $459 million in net assets for Q3 2026. Industry implications discussed.

ETF Series Solutions Reports Financials for Vident ETF

ETF Series Solutions files NPORT-P report detailing financials for Vident U.S. Equity Strategy ETF, showing total assets of $995.5 million.

Financialist News Desk

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