JPMorgan Chase Financial Co. files for new equity notes
JPMorgan Chase Financial Co. has filed a preliminary pricing supplement for capped buffered equity notes linked to the S&P 500 Index, due February 2028.
Mustard Seed Financial reports $194.89M in assets in 13F-HR
Mustard Seed Financial, LLC files 13F-HR, revealing $194.89 million in assets as of September 30, 2026, showcasing its diverse investment portfolio.
First Trust Exchange-Traded Fund names Chris Fallow as new PM
First Trust Exchange-Traded Fund appoints Chris Fallow as portfolio manager, effective November 1, 2026, enhancing its investment management team.
ZP Alexandria Industrial launches $5 million private offering
ZP Alexandria Industrial LLC seeks to raise $5 million through a private offering, marking a significant step in its capital-raising efforts.
Neuberger Energy Fund Reports $904.9M in Total Assets
Neuberger Energy Infrastructure & Income Fund Inc. reports $904.9 million in total assets in its latest filing, highlighting its position in the energy sector.
JPMorgan Chase Financial Co. unveils $960,000 note offering
JPMorgan Chase Financial Co. LLC announces a $960,000 offering of Auto Callable Contingent Interest Notes linked to the MerQube US Tech+ Vol Advantage Index.
Prudential Investment Portfolios, Inc. 15 Updates Fund Offerings
Prudential Investment Portfolios, Inc. 15 has filed an update detailing changes to its fund offerings, signaling strategic shifts in the investment management industry.
Jefferies Financial Group prices $3.1 million note offering
Jefferies Financial Group Inc. announces pricing for $3.1 million in Senior Autocallable Contingent Coupon Barrier Notes, enhancing its market offerings.
BNY Mellon to Liquidate Short Term Income Fund by January 2027
BNY Mellon Investment Funds VII, Inc. announces the liquidation of its Short Term Income Fund, affecting investors and the investment management industry.
AEGON USA Investment Management reports $136.8M in holdings
AEGON USA Investment Management's latest 13F-HR filing shows $136.8 million in holdings, reflecting its investment strategies as of September 30, 2026.
Cookson Peirce reports $2.76B in assets under management
Cookson Peirce & Co Inc discloses $2.76 billion in assets under management as of September 30, 2026, reflecting its diverse investment strategies.
Prudential Investment Portfolios Files Summary Prospectus for Fund
Prudential Investment Portfolios, Inc. 15 has filed a summary prospectus for the PGIM High Yield Fund, outlining investment objectives and fees.
Citigroup unveils new securities linked to S&P 500 Futures
Citigroup Inc. files a preliminary pricing supplement for new securities linked to the S&P 500 Futures, signaling strategic innovation in the banking sector.
Prudential Investment Portfolios files new summary prospectus
Prudential Investment Portfolios, Inc. 15 files a new summary prospectus for PGIM Short Duration High Yield Income Fund, focusing on high current income.
Sanfilippo John B & Son Inc. Holds Annual Stockholders Meeting
Sanfilippo John B & Son Inc. held its annual meeting on October 28, 2026, where stockholders voted on key matters, including director elections.
EQ Advisors Trust Updates Management for Large Cap Portfolio
EQ Advisors Trust announces changes to its investment management team affecting the EQ/Large Cap Value Managed Volatility Portfolio, effective November 2026.
Capital Asset Advisory Services Reports Latest Holdings
Capital Asset Advisory Services LLC has filed its latest 13F-HR report, detailing its investment holdings as of September 30, 2026.
Nicholas Hoffman & Company Reports $4.79 Billion in Holdings
Nicholas Hoffman & Company, LLC. reports $4.79 billion in holdings as of September 30, 2026, showcasing its investment strategy and portfolio diversity.
EQ Advisors Trust updates management for key portfolio
EQ Advisors Trust announces changes to its investment management team, impacting the EQ/Large Cap Value Managed Volatility Portfolio.
Citigroup files preliminary pricing supplement for new debt
Citigroup Inc. has filed a preliminary pricing supplement for new unsecured debt securities, reflecting trends in the National Commercial Banks sector.