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Tuesday, November 3, 2026

Companies

Public company updates

First Trust Exchange-Traded Fund announces new portfolio manager

First Trust Exchange-Traded Fund appoints Chris Fallow as portfolio manager, effective November 1, 2026, enhancing its investment strategy.

First Trust Exchange-Traded Fund Names New Portfolio Manager

First Trust Exchange-Traded Fund appoints Chris Fallow as portfolio manager, effective November 1, 2026, enhancing its investment management team.

First Trust Exchange-Traded Fund names new portfolio manager

First Trust Exchange-Traded Fund announces Chris Fallow as new portfolio manager effective November 1, 2026, enhancing its investment management team.

First Trust Exchange-Traded Fund Announces Management Change

First Trust Exchange-Traded Fund appoints Chris Fallow as portfolio manager effective November 1, 2026, enhancing its investment management team.

First Trust Exchange-Traded Fund announces new portfolio manager

First Trust Exchange-Traded Fund appoints Chris Fallow as portfolio manager, effective November 1, 2026, enhancing its investment oversight.

Madison ETFs Trust files summary prospectus for new ETF

Madison ETFs Trust has filed a summary prospectus for its Madison Short-Term Strategic Income ETF, aiming to provide high current income for investors.

First Trust Exchange-Traded Fund announces portfolio manager change

First Trust Exchange-Traded Fund appoints Chris Fallow as portfolio manager, effective November 1, 2026, enhancing its investment management team.

JPMorgan Chase Financial Co. LLC Files Pricing Supplement

JPMorgan Chase Financial Co. LLC files a pricing supplement for $50,000 in Review Notes linked to the MerQube US Large-Cap Vol Advantage Index.

Powerlattice Technologies files new private equity offering

Powerlattice Technologies Inc has filed a new private equity offering totaling $111 million, aiming to enhance its capital base amid industry challenges.

Investment Managers Series Trust III reports $1.4B in assets

Investment Managers Series Trust III's latest NPORT-P filing shows $1.4 billion in total assets, indicating a stable financial position in the investment management sector.

Investment Managers Series Trust III Reports Latest Portfolio Data

Investment Managers Series Trust III discloses recent portfolio data, showcasing significant investments and performance metrics as of August 31, 2026.

Prospect Capital prices $300 million unsecured notes offering

Prospect Capital Corp has priced a $300 million offering of 8.95% unsecured notes due 2031, enhancing its financing and refinancing existing debt.

RBB Fund announces change in portfolio manager team

RBB Fund, Inc. has announced a change in its portfolio management team, with Michael J. Olsen stepping down, impacting the Motley Fool Global Opportunities ETF.

511 Therapeutics raises $1 million in new offering

511 Therapeutics, Inc. has filed to raise $1 million, reflecting ongoing fundraising efforts in the biotechnology sector.

JPMorgan Chase unveils callable fixed-rate notes due 2033

JPMorgan Chase & Co. files a preliminary pricing supplement for callable fixed-rate notes, aiming to enhance its capital structure in a competitive banking landscape.

JPMorgan Chase issues callable fixed-rate notes to investors

JPMorgan Chase & Co. has announced the issuance of callable fixed-rate notes, offering a 6.05% interest rate to investors.

UBS AG files pricing supplement for $7.03 million notes

UBS AG has filed a pricing supplement for $7,031,000 in Trigger Autocallable Contingent Yield Notes, signaling a strategic move in the national commercial banking sector.

Spirit of America Investment Fund reports $176.39M in assets

Spirit of America Investment Fund Inc. reveals total assets of $176.39 million in its latest NPORT-P filing, highlighting investment performance metrics.

Harmony Gold Mining files annual report for fiscal year 2026

Harmony Gold Mining Company Limited has submitted its annual report for the fiscal year ending June 30, 2026, enhancing transparency in the gold mining sector.

Bank of Nova Scotia Unveils New Autocallable Notes

Bank of Nova Scotia files for new Autocallable Notes linked to SpaceX, aiming to attract investors in a competitive banking landscape.

Financialist News Desk

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