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Tuesday, November 3, 2026

Companies

Public company updates

Bank of Nova Scotia launches $340,000 Autocallable Notes

Bank of Nova Scotia announces a $340,000 offering of Autocallable Barrier Review Notes linked to S&P 500 and EURO STOXX 50 indices, maturing in 2031.

Rodriguez acquires 1,000 shares of USCB Financial Holdings

Ramon M. Rodriguez has acquired 1,000 shares of USCB Financial Holdings, emphasizing his commitment to the company amid ongoing market activity.

Citigroup Inc. issues Medium-Term Senior Notes to boost capital

Citigroup Inc. has announced the issuance of Medium-Term Senior Notes, Series G, aimed at strengthening its capital base and attracting institutional investors.

Jefferies Financial Group files for new contingent coupon notes

Jefferies Financial Group Inc. files for Senior Autocallable Contingent Coupon Barrier Notes due November 10, 2032, expanding its financial product offerings.

OCIM Offshore Fund amends private offering for investors

OCIM Offshore Fund Ltd has amended its private offering, potentially impacting the hedge fund sector and reflecting strong investor interest.

Stephenson & Company Discloses $220 Million in Holdings

Stephenson & Company, Inc. reports $220 million in holdings, showcasing a diverse investment strategy in major companies like Apple and Amazon.

Drystone LLC reports latest 13F-HR filing with key holdings

Drystone LLC's recent 13F-HR filing reveals significant investments in major companies, impacting its investment strategy and the asset management industry.

ETF Series Solutions reports financial data for Q3 2026

ETF Series Solutions discloses Q3 2026 financials, revealing $24.97 million in assets and strategic investments in real estate trusts.

Citigroup Global Markets files for new securities offering

Citigroup Global Markets Holdings Inc. files a preliminary pricing supplement for a new security linked to S&P 500 Futures, signaling innovation in the industry.

Citigroup Files Preliminary Pricing Supplement for New Securities

Citigroup Inc. files a preliminary pricing supplement for new securities linked to the S&P 500 Futures index, signaling a strategic market move.

ETF Series Solutions Discloses Latest Fund Performance Metrics

ETF Series Solutions reveals financial metrics with a net asset value of $3.32 million, showcasing a diverse portfolio in the investment sector.

ETF Series Solutions Reports Portfolio Update for Q3 2026

ETF Series Solutions reveals its latest portfolio update, showcasing substantial assets and liabilities in its Vident U.S. Bond Strategy ETF.

ETF Series Solutions Reports Financial Update for Q3 2026

ETF Series Solutions discloses financials showing $460 million in total assets and $459 million in net assets for Q3 2026. Industry implications discussed.

ETF Series Solutions Reports Financials for Vident ETF

ETF Series Solutions files NPORT-P report detailing financials for Vident U.S. Equity Strategy ETF, showing total assets of $995.5 million.

ADT Investors Employee Offshore LP Files New Private Offering

ADT Investors Employee Offshore LP announces a new private offering under Rule 506(b), signaling growth in the investment sector.

UBS AG offers $2.7 million Trigger Autocallable Notes

UBS AG has filed a pricing supplement for $2.7 million in Trigger Autocallable Notes linked to the S&P 500, reflecting its strategy in the banking sector.

Fairway Wealth reports $462 million in assets in latest filing

Fairway Wealth LLC's 13F-HR filing reveals $462 million in assets under management, showcasing its investment strategies and major holdings.

Stenham Macro Solutions Fund I updates offering details

Stenham Macro Solutions Fund I has updated its offering details in a recent SEC filing, indicating a continued push in the hedge fund sector.

ADT Investors Employee LP Files New Private Offering Under Rule 506(b)

ADT Investors Employee LP announces a new private offering under Rule 506(b), facilitated by Goldman Sachs & Co. LLC, signaling growth in private investments.

Jefferies Financial Group issues $4.77 million in notes

Jefferies Financial Group Inc. announces the issuance of $4.77 million in senior fixed-rate callable notes, enhancing its financial flexibility.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →