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Monday, November 2, 2026

Companies

Public company updates

BofA Finance LLC offers $338,000 in yield notes

BofA Finance LLC files to offer $338,000 in contingent income buffered yield notes, guaranteed by Bank of America, linked to S&P 500 Futures.

BofA Finance announces pricing for auto-callable notes

BofA Finance LLC prices Buffered Auto-Callable Notes linked to S&P 500 Futures, fully guaranteed by Bank of America Corp.

Bank of Montreal registers $725,000 in medium-term notes

Bank of Montreal files for $725,000 in senior medium-term notes, enhancing liquidity and potentially impacting the commercial banking sector.

Bank of Montreal announces new offering of senior notes

Bank of Montreal files pricing supplement for $1.64M senior notes linked to S&P 500, reflecting its strategy to diversify funding sources.

Sicart Associates reports $412.55 million in holdings

Sicart Associates LLC's latest filing reveals $412.55 million in holdings as of September 30, 2026, showcasing a diversified investment portfolio.

Barclays Bank announces $8.476 million note offering

Barclays Bank PLC files for $8.476 million Trigger Callable Contingent Yield Notes, linked to major stock indices, signaling innovation in debt offerings.

Morgan Stanley Finance LLC Files Pricing Supplement for Notes

Morgan Stanley Finance LLC has filed a pricing supplement for variable income auto-callable notes, reflecting strategic moves in the securities industry.

BofA Finance LLC files pricing supplement for $300,000 notes

BofA Finance LLC files a pricing supplement for $300,000 in contingent income buffered auto-callable yield notes, guaranteed by Bank of America.

BofA Finance LLC launches $236,000 Auto-Callable Notes

BofA Finance LLC has filed a pricing supplement for $236,000 Auto-Callable Return Notes linked to the S&P 500 index, highlighting its innovative approach.

Onslow Bay Funding files due diligence report for mortgages

Onslow Bay Funding LLC releases a report on third-party due diligence for residential mortgage loans, enhancing transparency in asset-backed securities.

Robert Wood Johnson Foundation files 13F-HR for Q3 2026

Robert Wood Johnson Foundation reports $47.4 million in holdings in its latest 13F-HR filing, showcasing its investment strategy and sector focus.

ParkerVision expands Board with appointment of William Walters

ParkerVision Inc. adds William G. Walters to its Board of Directors, enhancing governance and strategic direction.

ParkerVision Inc. Expands Board with New Appointment

ParkerVision Inc. appoints William G. Walters to its Board of Directors, expanding governance as it navigates the competitive broadcasting equipment market.

Dine Brands Global adopts stockholder rights agreement

Dine Brands Global, Inc. implements a stockholder rights agreement to protect against hostile takeovers, impacting the retail-eating places sector.

Barclays Bank announces $1.3 million note offering

Barclays Bank PLC has filed for a $1.3 million offering of autocallable variable coupon notes linked to tech stocks, showcasing innovation in commercial banking.

bLong Financial reports $168.83M in latest 13F holdings

bLong Financial, LLC files 13F with $168.83M in assets, highlighting major investments in tech and consumer sectors.

ParkerVision Expands Board with Appointment of New Director

ParkerVision Inc. has appointed William G. Walters to its Board of Directors, expanding its governance structure to enhance strategic direction.

Crown Holdings director acquires shares in recent transaction

Crown Holdings, Inc. reports a share acquisition by director Richard H. Fearon, reflecting confidence in the company's performance.

Sarowitz reports sale of shares in Paylocity Holding Corp

Steven I. Sarowitz sold 100 shares of Paylocity Holding Corp stock, highlighting ongoing financial strategies within the prepackaged software industry.

Pinnacle Financial's Director Acquires 10,000 Shares

David B. Ingram, a director at Pinnacle Financial Partners, acquires 10,000 shares, signaling confidence in the bank's future.

Financialist News Desk

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