Clicky

Monday, November 2, 2026

Companies

Public company updates

Pullin acquires 1,666 restricted stock units at Cullen/Frost

Ericka Lynn Pullin reports acquisition of restricted stock units in Cullen/Frost Bankers, emphasizing leadership commitment in the banking sector.

Cullen/Frost Bankers' Stead Jimmy Reports Stock Transaction

Stead Jimmy, EVP at Cullen/Frost Bankers, reports acquisition of 4,450 restricted stock units, reflecting executive compensation trends in banking.

Hammer Technology Holdings Corp. Files Annual Report

Hammer Technology Holdings Corp. files its annual report, outlining financial performance and strategic goals, impacting the communications services industry.

Renner Alexandra files to sell shares of Oklo Inc.

Renner Alexandra has filed a Form 144 to sell shares of Oklo Inc. as part of a restricted stock vesting, signaling a potential equity shift.

Barclays Bank announces $2.9 million AutoCallable Notes offering

Barclays Bank PLC files for $2.9 million AutoCallable Notes linked to major stock indices, expanding its investment offerings.

GS Finance Corp. files for $1.8 million in leveraged notes

GS Finance Corp. has filed a registration statement for $1.8 million in leveraged notes linked to the EURO STOXX 50 Index, guaranteed by Goldman Sachs.

Hanson John files to sell 1,034 shares of Oklo Inc. stock

Hanson John has filed to sell 1,034 shares of Oklo Inc. stock, reflecting ongoing activity in the electric services industry.

Nationwide Variable Insurance Trust Updates Summary Prospectus

Nationwide Variable Insurance Trust removes Keith P. Robinette from its summary prospectus, signaling changes in management strategy.

Morgan Stanley Finance LLC issues $4.185M market-linked notes

Morgan Stanley Finance LLC has issued $4.185 million in market-linked notes linked to the S&P 500 Index, enhancing its investment offerings.

Delaware Group Equity Funds V Reports Strong Financials

Delaware Group Equity Funds V reveals over $3.3 billion in assets, showcasing its stability and diverse portfolio in the competitive investment sector.

Blue Owl Digital Infrastructure Fund IV-B SCSp Files New Offering

Blue Owl Digital Infrastructure Fund IV-B SCSp files a new offering under Rule 506(b), signaling its intent to raise capital through private placements.

Delaware Group Equity Funds II reports $1.7B in assets

Delaware Group Equity Funds II reveals $1.7 billion in assets in its latest filing, showcasing its investment strategies and performance.

Delaware Group Global & International Funds reports holdings

Delaware Group Global & International Funds shares its latest portfolio holdings, revealing asset allocations and performance metrics in a recent filing.

Delaware Group Equity Funds V reports latest financials

Delaware Group Equity Funds V reveals its financial performance, reporting net assets of $822.76 million, impacting investors and the investment sector.

Delaware Group Equity Funds V reports financial update

Delaware Group Equity Funds V releases its latest financial report, detailing total assets and liabilities, impacting investor confidence in the fund.

Barclays Bank issues $3.936 million in AutoCallable Notes

Barclays Bank PLC has filed a pricing supplement for $3.936 million in Phoenix AutoCallable Notes, signaling strategic market engagement.

Morgan Stanley Finance LLC Issues New Structured Investments

Morgan Stanley Finance LLC announces new structured investments, signaling innovation in the security brokers and dealers industry.

Citigroup files preliminary pricing supplement for debt notes

Citigroup Inc. has filed a preliminary pricing supplement for new Medium-Term Senior Notes, signaling a strategic funding move in the competitive banking sector.

EnCap Flatrock Midstream Fund VI files new offering with SEC

EnCap Flatrock Midstream Fund VI, L.P. files a new offering with the SEC, signaling growth plans in the venture capital sector.

GS Finance Corp. Files for $1.377 Million in Notes

GS Finance Corp. has filed a registration for $1.377 million in leveraged buffered notes linked to the S&P 500, showcasing its innovative financial strategies.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →