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Monday, November 2, 2026

Companies

Public company updates

BBCMS Mortgage Trust 2021-C11 Files ABS-EE Report on Loans

BBCMS Mortgage Trust 2021-C11 has filed an ABS-EE report detailing its commercial mortgage-backed securities, reflecting stability in the asset-backed securities market.

StartEngine Inc. reports strong Q3 results, revenue growth

StartEngine Inc. announces its Q3 financial results, showcasing revenue growth and increased user engagement, reflecting a positive trend in finance services.

ETF Opportunities Trust Names New Portfolio Manager

ETF Opportunities Trust announces John S. McNamara III as new portfolio manager, replacing David Salem effective October 30, 2026.

Bank of Montreal launches new medium-term notes linked to Shopify

Bank of Montreal has filed a pricing supplement for new medium-term notes linked to Shopify shares, indicating a strategic move in the commercial banking sector.

Simplify Exchange Traded Funds updates prospectus for ETF

Simplify Exchange Traded Funds files new prospectus for its ETF, highlighting investment strategies and risks, effective November 1, 2026.

Simplify Exchange Traded Funds files summary prospectus for ETF

Simplify Exchange Traded Funds files a summary prospectus for its ETF, focusing on long-term capital appreciation and innovative risk management strategies.

BofA Finance LLC Files Pricing Supplement for Notes

BofA Finance LLC files a pricing supplement for $500,000 in Auto-Callable Notes linked to the S&P 500 Index, fully guaranteed by Bank of America.

Bank of Montreal announces new autocallable notes linked to stocks

Bank of Montreal has filed a pricing supplement for new autocallable barrier notes linked to Tesla and NVIDIA, signaling a strategic move in the commercial banking sector.

Simplify Exchange Traded Funds Files Summary Prospectus for New ETF

Simplify Exchange Traded Funds announces a summary prospectus for its new ETF, focusing on managed futures and US equity strategies, enhancing its product lineup.

BBCMS Mortgage Trust 2024-5C31 Reports Latest Distribution

BBCMS Mortgage Trust 2024-5C31 announces its latest distribution report, indicating stability in its asset-backed securities performance.

HomeTrust Bancshares updates merger details with Blue Ridge

HomeTrust Bancshares has amended its registration statement for the merger with Blue Ridge Bankshares, signaling a significant consolidation in the savings institution sector.

Nationwide Variable Insurance Trust removes CEO from prospectus

Nationwide Variable Insurance Trust has removed CEO Keith P. Robinette from its prospectus, indicating a leadership change that could affect investor confidence.

Simplify Exchange Traded Funds Updates US Equity Income ETF

Simplify Exchange Traded Funds files a new prospectus for its Simplify US Equity Income ETF, outlining investment strategies and risks.

Barclays Bank PLC announces $240,000 Phoenix Notes offering

Barclays Bank PLC files for $240,000 Phoenix AutoCallable Notes due November 1, 2029, linked to tech and semiconductor ETFs.

Simplify Exchange Traded Funds Files Summary Prospectus for ETF

Simplify Exchange Traded Funds has filed a summary prospectus for its Simplify Volatility Premium ETF, aiming for inverse exposure to volatility futures.

Saratoga Advantage Trust reports NPORT-P filing with assets data

Saratoga Advantage Trust's NPORT-P filing reveals over $11 million in assets, highlighting its investment strategy in health and biotechnology sectors.

Saratoga Advantage Trust reports NPORT-P filing results

Saratoga Advantage Trust reveals details in its latest NPORT-P filing, showcasing asset values and performance metrics for its Investment Quality Bond Portfolio.

Saratoga Advantage Trust files latest financial report

Saratoga Advantage Trust reveals its financial standing in a recent filing, showcasing significant assets and liabilities as it navigates the investment landscape.

Saratoga Advantage Trust reports financials for Q3 2026

Saratoga Advantage Trust reveals Q3 2026 financials with total assets of $3.82 million, highlighting its position in the investment management sector.

Saratoga Advantage Trust reports $10 million in net assets

Saratoga Advantage Trust's NPORT-P filing reveals over $10 million in net assets, showcasing its investment strategies and market positioning.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →