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Saturday, October 31, 2026

Companies

Public company updates

Aldel Financial II Inc. Issues $1M Note Amid Nasdaq Delisting

Aldel Financial II Inc. issues a $1 million promissory note as it faces delisting from Nasdaq, transitioning to over-the-counter trading.

Acurx Pharmaceuticals amends bylaws to lower quorum requirement

Acurx Pharmaceuticals has amended its bylaws to lower the quorum requirement for stockholder meetings from a majority to one-third of voting power.

Dexcom Reports Q3 Results, Highlights Industry Position

Dexcom Inc. releases its Q3 2026 results, showcasing its standing in the surgical and medical instruments sector and outlining future strategies.

Koss Corp reports financial results and operational updates

Koss Corp's latest SEC filing provides insights into its financial performance and operational strategies, impacting the household audio and video equipment sector.

Cutler Trust files 497J confirming unchanged prospectus

Cutler Trust files a 497J form, certifying its prospectus remains unchanged after a recent amendment, indicating stability for the investment trust.

Erez REIT Opportunities LP Files Preliminary Proxy Statement

Erez REIT Opportunities LP has filed a preliminary proxy statement regarding UMH Properties, Inc., indicating potential governance changes.

STEPR, Inc. Reports Annual Growth in Revenue and Assets

STEPR, Inc. has reported significant growth in revenue and assets in its latest annual filing, indicating a positive trend for the company.

Wells Fargo files preliminary pricing for new notes issuance

Wells Fargo has filed a preliminary pricing supplement for its Medium-Term Notes, indicating a strategic move to diversify funding sources.

SafeSpace Global Corp delays annual report filing due to issues

SafeSpace Global Corp delays its annual report filing due to unexpected accounting issues, raising concerns about financial transparency.

Axalta Coating Systems files presentation on Akzo Nobel merger

Axalta Coating Systems files a presentation regarding its merger with Akzo Nobel, signaling a major shift in the coatings industry.

Axalta updates on merger with AkzoNobel amid Q3 results

Axalta Coating Systems provides an update on its merger with AkzoNobel, revealing Q3 earnings impacted by merger costs. Industry consolidation continues.

GS Finance Corp. Files Pricing Supplement for New Notes

GS Finance Corp. has filed a preliminary pricing supplement for new leveraged buffered notes linked to the EURO STOXX 50 Index, signaling growth strategies.

CKW Financial Group reveals $1 million in holdings in 13F

CKW Financial Group's recent 13F filing shows a total of over $1 million in holdings, indicating a strategic investment approach in the financial sector.

NuCube Energy highlights progress on microreactor technology

NuCube Energy, Inc. shares updates on its microreactor technology, indicating significant advancements towards commercial deployment.

Vigilare Wealth Management reports Q3 2026 holdings

Vigilare Wealth Management discloses its Q3 2026 investment holdings in a recent 13F-HR filing, revealing $326.8 million in assets under management.

Axalta announces merger with Akzo Nobel in SEC filing

Axalta Coating Systems Ltd. files update on merger with Akzo Nobel, signaling a significant shift in the paints and coatings industry.

GS Finance Corp. files for new index-linked notes

GS Finance Corp. files a preliminary pricing supplement for new index-linked notes, guaranteed by The Goldman Sachs Group, Inc.

STEPR, Inc. files C-TR, adds co-issuer for capital raise

STEPR, Inc. files a C-TR form to add STEPR CF Investors SPV, LLC as a co-issuer, enhancing its capital-raising capabilities.

Wells Fargo issues $3.12 billion in Medium-Term Notes

Wells Fargo announces a $3.12 billion Medium-Term Note issuance, enhancing its capital strategy in the competitive national commercial banking sector.

DGB Investment Seeks Board Overhaul at Ethan Allen Interiors

DGB Investment pushes for a board change at Ethan Allen, citing serious allegations against an incumbent director. Shareholders urged to vote for new nominees.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →