Clicky

Thursday, October 29, 2026

Companies

Public company updates

Mainland HNR, LLC Files New Offering to Raise $2 Million

Mainland HNR, LLC seeks to raise $2 million through a new private offering, having already secured $550,000 in investments.

Toronto-Dominion Bank offers new structured notes linked to tech stocks

Toronto-Dominion Bank files for $1,000 Autocallable Contingent Interest Barrier Notes linked to major tech stocks, enhancing its structured product offerings.

Lazard Funds files summary prospectus for high yield portfolio

Lazard Funds Inc. files a summary prospectus for its Lazard US High Yield Portfolio, detailing investment objectives and fees.

Citigroup files for medium-term senior notes offering

Citigroup Inc. has filed a preliminary pricing supplement for medium-term senior notes, indicating a strategic funding effort in the national commercial banks sector.

Diversified Investment Strategies reveals $154M in holdings

Diversified Investment Strategies, LLC reports over $154 million in holdings, impacting the asset management sector and investment strategies.

Genmab Reports Positive Phase 3 Results for Petosemtamab

Genmab A/S announces significant Phase 3 trial results for petosemtamab, showing improved survival rates in head and neck cancer patients.

Amphenol announces dividend increase, new stock buyback plan

Amphenol Corporation reports Q3 2026 results, raising its dividend and launching a new $4 billion stock repurchase program effective January 2027.

Fegan Michael reports share sale at Dime Commercial Bancshares

Fegan Michael disclosed a share sale involving Dime Commercial Bancshares, reflecting ongoing activity in the banking sector.

DTE Electric Co files for $600 million in securitization bonds

DTE Electric Co has filed a preliminary term sheet for $600 million in securitization bonds, enhancing its capital structure and impacting the electric services industry.

Vert Asset Management reports $338 million in holdings

Vert Asset Management LLC disclosed $338.23 million in holdings as of September 30, 2026, reflecting its strategic investments in the real estate sector.

DoubleLine Funds Trust Amends Shareholder Report for Fund

DoubleLine Funds Trust updates its shareholder report for the DoubleLine Selective Credit Fund, enhancing transparency and compliance.

Legg Mason Partners Files Semi-Annual Report for Fund

Legg Mason Partners Institutional Trust files semi-annual report for Western Asset SMASh Series M Fund, showing total net assets of $324.3 million.

Towne Trust Company reports $340.5M in latest 13F-HR filing

Towne Trust Company, N.A. files its 13F-HR report, revealing $340.5 million in investments across 351 positions as of September 30, 2026.

Accufy Diagnostics raises $2 million in private equity offering

Accufy Diagnostics, Inc. completes a $2 million private equity offering, marking a significant step for the biotechnology company.

DTE Electric Securitization Funding III LLC issues $600M bonds

DTE Electric Securitization Funding III LLC announced a $600 million bond issuance, enhancing liquidity and impacting the asset-backed securities market.

Rad Technologies Inc. Modifies Equity Perks in Amendment

Rad Technologies Inc. updates equity perks and valuation details in a recent SEC filing, aiming to enhance investor engagement.

BofA Finance LLC Files Preliminary Term Sheet for New Securities

BofA Finance LLC has filed a preliminary term sheet for market-linked securities guaranteed by Bank of America, signaling a strategic expansion in offerings.

Bank of America Merrill Lynch Trust Reports Monthly Distribution

Bank of America Merrill Lynch Commercial Mortgage Trust 2016-UBS10 releases its monthly distribution report, revealing key performance metrics.

JPMorgan Chase Financial Co. files pricing supplement for notes

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for structured investments, targeting investors seeking higher yields.

Bank of America Announces New Market-Linked Securities

Bank of America files for market-linked securities linked to the S&P 500, enhancing its offerings in the competitive national commercial banking sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →