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Tuesday, November 3, 2026

Capital

Debt, credit, buybacks, and stock sales

UBS AG files preliminary pricing supplement for new debt offering

UBS AG announces a new debt offering linked to the S&P 500, signaling a strategic move in the national commercial banking sector.

BofA Finance LLC Announces New Notes Linked to Major Stocks

BofA Finance LLC files for new notes linked to GE Vernova, KLA, and Tesla stocks, fully guaranteed by Bank of America Corporation.

UBS AG files for Trigger Callable Contingent Yield Notes

UBS AG has filed a preliminary pricing supplement for its Trigger Callable Contingent Yield Notes, enhancing its offerings in the national commercial banking sector.

Studio Fund amends offering, reports $16.75 million raised

Studio Fund (C-2), LP has amended its offering, reporting $16.75 million raised. The update reflects ongoing activities in the private equity sector.

JS Venture Fund LLC Series A40 amends private offering details

JS Venture Fund LLC Series A40 files an amendment to its private offering, revealing changes in investment strategy and compliance requirements.

JPMorgan Chase Financial Co. announces new structured notes

JPMorgan Chase Financial Co. LLC files for $501,000 in callable contingent interest notes linked to financial indices, signaling a strategic investment move.

JPMorgan Chase Financial Co. LLC announces new structured notes

JPMorgan Chase Financial Co. LLC files for $2.877 million in structured notes linked to major stock indices, indicating innovation in financial products.

Fisher Erika Ashley files to sell 702 HubSpot shares

Erika Fisher of HubSpot Inc has filed to sell 702 shares valued at $159,859, following a recent stock vesting. Details from the SEC filing.

BofA Finance LLC Files Pricing Supplement for New Notes

BofA Finance LLC has filed a pricing supplement for new contingent income buffered auto-callable yield notes, marking a significant move in the banking sector.

JPMorgan Chase Financial Co. announces structured investment notes

JPMorgan Chase Financial Co. LLC files for $2,011,000 in structured investments linked to major stock indices, highlighting its innovative approach in national commercial banking.

Bank of Nova Scotia Files Preliminary Pricing Supplement

The Bank of Nova Scotia has filed a preliminary pricing supplement for new notes, reflecting a strategic move in the state commercial banking sector.

Bank of Nova Scotia Announces New Airbag In-Digital Securities

Bank of Nova Scotia has filed a preliminary pricing supplement for its new Airbag In-Digital Securities linked to the iShares Russell 2000 ETF.

ElaiVee Ventures seeks $6 million in private offering

ElaiVee Ventures announces a $6 million private offering, raising $4 million to date, signaling growth in the venture capital space.

UBS AG files for new Trigger Autocallable Notes offering

UBS AG has filed a preliminary pricing supplement for its Trigger Autocallable Contingent Yield Notes, enhancing its product offerings in the banking sector.

HomeTrust Bancshares Proposes Merger with Blue Ridge Bankshares

HomeTrust Bancshares files proxy statement for merger with Blue Ridge Bankshares, affecting competition in the savings institution sector.

JPMorgan Chase Financial files pricing supplement for notes

JPMorgan Chase Financial Co. LLC has filed a pricing supplement for $6,040,000 in structured investments linked to international markets.

UBS AG files for Trigger Autocallable Yield Notes linked to Netflix

UBS AG announces a new offering of Trigger Autocallable Contingent Yield Notes linked to Netflix, reflecting innovation in the national commercial banking sector.

Bank of Nova Scotia registers $4.23M in Autocallable Notes

Bank of Nova Scotia files for $4.23M in Autocallable Notes linked to SpaceX stock, expanding its financial product offerings.

JPMorgan Chase Financial Co. unveils new structured notes

JPMorgan Chase Financial Co. LLC announces a new offering of structured notes linked to the S&P 500, reflecting its strategy to attract investors.

BofA Finance LLC Files Pricing Supplement for New Notes

BofA Finance LLC has filed a pricing supplement for new contingent income notes linked to major stock indices, signaling a strategic move in the banking sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →