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Monday, November 2, 2026

Capital

Debt, credit, buybacks, and stock sales

STRATS Trust for Dominion Resources announces certificate distribution

STRATS Trust for Dominion Resources, Inc. Securities announces a distribution to certificate holders, reflecting ongoing activity in asset-backed securities.

STRATS SM Trust Announces Distribution to Certificate Holders

STRATS SM Trust for Wal-Mart Stores, Inc. Securities has announced a distribution to its certificate holders, reflecting ongoing activity in the asset-backed securities market.

North Haven Private Income Fund A LLC Reports Equity Sales

North Haven Private Income Fund A LLC has disclosed unregistered sales of equity securities, signaling a strategic move to enhance capital.

Sculptor Diversified Real Estate Income Trust launches new shares

Sculptor Diversified Real Estate Income Trust announces new share classes to enhance capital structure, reflecting trends in the Real Estate Investment Trusts sector.

Equillium announces milestone in EQ504 clinical trial

Equillium, Inc. announces the dosing of its first patient in a clinical trial for EQ504, triggering a $20 million funding milestone.

New Mountain Finance Corp Extends Stock Repurchase Program

New Mountain Finance Corp has extended its stock repurchase program, allowing for up to $150 million in buybacks through December 31, 2027.

Apollo Infrastructure issues unregistered shares to investors

Apollo Infrastructure Co LLC has issued unregistered shares to third-party investors, enhancing its capital strategy in the Electric, Gas & Sanitary Services sector.

Lycia Therapeutics amends articles of incorporation, bylaws

Lycia Therapeutics has amended its articles of incorporation and bylaws following its IPO, signaling a strategic shift in the biological products sector.

Willis Lease Finance announces Q3 2026 results call date

Willis Lease Finance Corp will report its Q3 2026 financial results on November 3, 2026, showcasing its commitment to transparency in the wholesale machinery sector.

CNL Strategic Capital Reports Net Asset Value for Shares

CNL Strategic Capital, LLC reveals its net asset value per share for various classes as of September 30, 2026, impacting the investment advice sector.

New Mountain Private Credit Fund Reports Share Sale and NAV

New Mountain Private Credit Fund announces sale of 32,790 shares for $0.7 million and maintains a net asset value of $22.72 per share.

Blue Owl Technology Income Corp. Reports Unregistered Share Sale

Blue Owl Technology Income Corp. raises nearly $5 million from unregistered sale of Class I shares, boosting its capital for growth initiatives.

Sound Point Direct Lending BDC Announces $41 Million Share Sale

Sound Point Direct Lending BDC reveals a $41 million capital drawdown through a share sale, enhancing its financial strength and growth prospects.

BlackRock Private Credit Fund Announces Share Sale and Distribution

BlackRock Private Credit Fund reports unregistered share sales and declares a distribution for its common shares, signaling growth in the private credit sector.

High Roller Technologies launches ROLR™ prediction markets platform

High Roller Technologies, Inc. announces the launch of ROLR™, a real-money prediction markets platform for U.S. customers, enhancing its market presence.

Lumen Technologies amends executive severance plan

Lumen Technologies updates its executive severance plan to streamline benefits for top officers, reflecting industry trends in telephone communications.

ExchangeRight Income Fund reports Class D share sales

ExchangeRight Income Fund announces the sale of 16,740 Class D Common Shares in a private placement as part of a larger $2.165 billion equity offering.

EQT Private Equity reports $19 million in unregistered share sales

EQT Private Equity Co LLC announces the sale of unregistered shares for $19 million, highlighting its capital-raising strategy in the investment advice sector.

Golub Capital Private Income Fund I Reports Equity Sales, Distributions

Golub Capital Private Income Fund I details unregistered equity sales and announces its October distribution, impacting private equity funding strategies.

News Corp announces $1 billion stock buyback program

News Corp reveals a $1 billion stock repurchase plan in its latest SEC filing, emphasizing shareholder value amid industry challenges.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →