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Monday, November 2, 2026

Capital

Debt, credit, buybacks, and stock sales

Lycia Therapeutics director reports major stock option transactions

Lycia Therapeutics' director William J.L. Rieflin reports significant stock option transactions, signaling confidence in the company's future.

Lycia Therapeutics grants stock options to director Henderson

Lycia Therapeutics has granted stock options to director Jane Henderson, emphasizing its commitment to talent retention in the biological products sector.

Lycia Therapeutics director reports stock option transactions

Lycia Therapeutics, Inc. discloses stock option transactions by director Fischer Laurent, emphasizing executive retention strategies in the biological products sector.

Vroom, Inc. Reports Convertible Notes Transactions

Vroom, Inc. discloses significant transactions involving convertible notes, impacting its financial strategy and the retail-auto industry.

Keller Eric L. Receives Stock Option Grant as CEO of Retension

Keller Eric L. has been granted a stock option as CEO of Retension Pharmaceuticals, enhancing leadership stability and growth potential in the industry.

Greenbrier Holdings reports share issuance from note repurchase

Greenbrier Holdings details significant transactions involving Westrock Coffee, including share issuance and convertible note repurchase, signaling strategic financial moves.

HF Direct Investments Pool amends convertible notes with Westrock

HF Direct Investments Pool, LLC has amended its convertible notes with Westrock Coffee Co, changing terms like interest rate and maturity date.

Westrock Coffee Co Amends Convertible Notes Terms

Westrock Coffee Co has amended its convertible notes, impacting its financial strategy and signaling industry shifts in the beverage sector.

Westrock Coffee Co repurchases convertible notes, issues stock

Westrock Coffee Co repurchased convertible notes, issuing over 297,000 shares of common stock, reflecting strategic capital management in the beverage industry.

Herzfeld reports tender offer share transaction for fund

Erik Mervin Herzfeld reports a transaction involving nearly 5,000 shares of Herzfeld Credit Income Fund, reflecting ongoing activity in the investment fund sector.

Robinhood Ventures Fund I reports share sale transaction

Robinhood Ventures Fund I disclosed a sale of 85 shares at $25.01 each, reflecting ongoing activity in the security brokerage sector.

Shan Yigang Converts Shares in KE Holdings Inc.

Shan Yigang has converted shares in KE Holdings Inc., impacting shareholder dynamics and reflecting strategic moves in the real estate sector.

KE Holdings CEO Converts Class B Shares to Class A Shares

Peng Yongdong of KE Holdings Inc. converts Class B shares into Class A shares, reflecting strategic adjustments in the real estate industry.

Monte Mark David Buys Shares in Fundrise Income Real Estate Fund

Monte Mark David has acquired 78.6311 shares in Fundrise Income Real Estate Fund, LLC, signaling a personal investment in the real estate sector.

Misto Holdings sells over 583,000 shares to Acushnet Holdings

Misto Holdings Corp. sells 583,527 shares to Acushnet Holdings, indicating strategic shifts and potential impacts on the manufacturing sector.

Catalio BH SPV Reports Major Stock Ownership Changes

Catalio BH SPV, LLC discloses significant stock ownership changes in Iambic Therapeutics, affecting the life sciences investment landscape.

Iambic Therapeutics CFO Secora Acquires 61,342 Shares

Iambic Therapeutics CFO Michael Secora acquires 61,342 shares in a recent transaction, reflecting the company's ongoing activities in the biological products sector.

Vogelstein R Jacob acquires nearly 2 million shares of IAM

Vogelstein R Jacob reports acquisition of nearly 2 million shares of Iambic Therapeutics, signaling potential confidence in the company.

Iambic Therapeutics Chairperson Reports Major Stock Transactions

Iambic Therapeutics' Chairperson William H. Rastetter reports significant stock transactions, indicating strategic moves within the company.

Mulacek Increases Stake in Empire Petroleum Corp with New Shares

Phil E. Mulacek increases his stake in Empire Petroleum Corp through recent share acquisitions, signaling confidence in the company's future.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →