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Monday, November 2, 2026

Capital

Debt, credit, buybacks, and stock sales

Sierra Bancorp announces share repurchase and dividend

Sierra Bancorp reveals a new share repurchase program and a quarterly cash dividend, highlighting its commitment to returning value to shareholders.

Fiserv appoints Raj Seshadri to board of directors

Fiserv Inc. announces the appointment of Raj Seshadri to its board of directors, effective November 30, 2026, enhancing its leadership team.

EQT Infrastructure Co LLC reports $92 million in share sales

EQT Infrastructure Co LLC has sold unregistered shares for approximately $92.1 million, reflecting its strategy to attract investment capital.

ASP Isotopes Announces Stable Liquid Helium Production

ASP Isotopes Inc. reports Tetra4's successful stable production of liquid helium, marking a significant milestone for the company and the industry.

Alpine Income Property Trust updates Preferred Offering details

Alpine Income Property Trust announces updates to its Preferred Offering, including amendments to its partnership agreement and management fee structure.

TPG Private Equity Opportunities raises $73.1 million in units

TPG Private Equity Opportunities, L.P. raises $73.1 million through unregistered limited partnership units, signaling strong interest in private equity.

Sky Century Investment converts CEO salary into shares

Sky Century Investment, Inc. has converted $205,000 in unpaid salary into shares for CEO Nataliia Petranetska, reflecting ongoing financial adjustments.

AmeriServ Financial transitions investment services to Ameriprise

AmeriServ Financial Inc. transitions its investment services to Ameriprise Financial, enhancing client offerings and reflecting industry trends in commercial banking.

Caring Brands amends stock purchase warrants, sets price floor

Caring Brands, Inc. amends its stock purchase warrants, establishing a new exercise price floor to enhance financial flexibility.

Lucid Diagnostics raises $15 million through Series C offering

Lucid Diagnostics Inc. raises $15 million via Series C Convertible Preferred Stock, highlighting growth in the surgical and medical instruments sector.

Mueller Water Products increases dividend and stock buyback

Mueller Water Products announces a 14.3% dividend increase and $300 million stock repurchase authorization, reflecting strong financial performance.

Azitra, Inc. announces 1-for-10 reverse stock split

Azitra, Inc. has announced a 1-for-10 reverse stock split effective October 26, 2026, aimed at enhancing its stock price.

Phoenix Energy One amends credit agreement to boost liquidity

Phoenix Energy One, LLC amends its credit agreement to allow for new secured junior lien notes, enhancing liquidity amid industry challenges.

CitroTech Inc. prices public offering of 2.24 million shares

CitroTech Inc. has priced a public offering of 2.24 million shares at $2.50 each, enhancing its financial position in the chemicals sector.

Lineage, Inc. CCO Timothy Smith to Retire in 2027

Timothy Smith, Chief Commercial Officer of Lineage, Inc., plans to retire in April 2027, prompting a search for his successor.

Southern Company amends by-laws, alters stockholder meeting rules

Southern Company updates its by-laws, changing stockholder meeting procedures and director nomination requirements, impacting governance in the electric services sector.

EQT Private Equity announces transactional net asset value

EQT Private Equity Co LLC reveals its transactional net asset value per share as of September 30, 2026, impacting investors and the investment advice sector.

Bank of America announces changes to security holder rights

Bank of America Corp details modifications to security holder rights and bylaw amendments in recent SEC filing, impacting stakeholders and the banking sector.

Procter & Gamble discloses financial updates in SEC filing

Procter & Gamble's latest SEC filing reveals critical financial updates and regulatory disclosures, emphasizing transparency in the soap and detergent industry.

Vista Credit Strategic Lending Corp. Raises $7.2M in Stock Sale

Vista Credit Strategic Lending Corp. raises over $7 million through the sale of Class I common stock, signaling growth and funding strategies.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →