Clicky

Monday, November 2, 2026

Capital

Debt, credit, buybacks, and stock sales

Morgan Stanley Finance LLC Files Pricing Supplement for Securities

Morgan Stanley Finance LLC has filed a pricing supplement for callable contingent income securities, reflecting strategic investment offerings in the market.

UBS AG Files Pricing Supplement for New Yield Notes

UBS AG has filed a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to Qualcomm, enhancing its offerings in the banking sector.

UBS AG launches $5.6 million in Trigger Autocallable Notes

UBS AG has introduced a $5.6 million offering of Trigger Autocallable Contingent Yield Notes linked to Caterpillar Inc. stock, highlighting its product diversification strategy.

JPMorgan Chase Financial Co. announces new note offering

JPMorgan Chase Financial Co. LLC has filed a pricing supplement for Trigger Autocallable Contingent Yield Notes linked to Wynn Resorts, enhancing its investment offerings.

Morgan Stanley Finance files for new structured investment securities

Morgan Stanley Finance LLC announces a new offering of structured investment securities, targeting investors seeking leveraged returns.

Carmichael BMAC LLC raises $3.56 million in private offering

Carmichael BMAC LLC successfully completes a $3.56 million private offering, signaling growth potential in the real estate sector.

UBS AG launches $557,900 Trigger Autocallable Notes

UBS AG announces a new offering of Trigger Autocallable Contingent Yield Notes linked to Palantir Technologies, expanding its investment product range.

Morgan Stanley Finance LLC Files Preliminary Pricing Supplement

Morgan Stanley Finance LLC files a preliminary pricing supplement for callable contingent income securities, indicating a strategic move in the securities market.

BofA Finance LLC launches $75,000 Buffered Notes linked to ETF

BofA Finance LLC has filed for $75,000 in Buffered Auto-Callable Notes linked to the VanEck Gold Miners ETF, expanding its product offerings.

GS Finance Corp. issues $8.67 million in equity-linked notes

GS Finance Corp. announces issuance of $8.67 million in Buffered Digital Equity-Linked Notes due 2027, guaranteed by Goldman Sachs.

DarkHorse Technologies files prospectus for share resale

DarkHorse Technologies Inc. files a prospectus for the resale of 3,333,322 common shares, marking a significant step in its financial strategy.

UBS AG files preliminary pricing for new yield notes

UBS AG has filed a preliminary pricing supplement for its Trigger Autocallable Contingent Yield Notes linked to Caterpillar Inc., diversifying its offerings.

Morgan Stanley Finance LLC Unveils New Structured Investments

Morgan Stanley Finance LLC announces a pricing supplement for Jump Securities, highlighting its innovative approach in the securities market.

GS Finance Corp. files registration for leveraged notes

GS Finance Corp. has filed a registration statement for leveraged notes linked to the EURO STOXX 50 index, aiming to attract new investors.

GS Finance Corp. files for $890,000 in index-linked notes

GS Finance Corp. has filed a registration statement for $890,000 in index-linked notes, enhancing its offerings in the competitive securities industry.

US Bancorp announces pricing for new callable notes

US Bancorp reveals details for its callable Senior Medium-Term Notes, Series EE, with a 6.25% interest rate, impacting the national commercial banks sector.

Morgan Stanley Finance LLC Files Pricing Supplement for Securities

Morgan Stanley Finance LLC has filed a pricing supplement for structured investments, marking a strategic move in the securities market.

Morgan Stanley Finance LLC Files New Pricing Supplement

Morgan Stanley Finance LLC files a new pricing supplement for structured investments, indicating strategic moves to attract investors seeking leveraged returns.

Eric Venker to Sell 200,000 Shares of Roivant Sciences Ltd.

Eric Venker plans to sell 200,000 shares of Roivant Sciences Ltd., valued at over $7 million, as part of a trading plan.

Goldman Sachs announces callable fixed-rate notes due 2035

Goldman Sachs Group Inc. files for callable fixed-rate notes due in 2035, offering a 6.25% interest rate, reflecting its capital-raising strategy.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →