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Tuesday, November 3, 2026

Capital

Debt, credit, buybacks, and stock sales

Morgan Stanley Finance LLC Files Pricing Supplement for New Securities

Morgan Stanley Finance LLC announces a new pricing supplement for callable contingent income securities, due in 2029, linked to major market indices.

AmTru Ambient Ventures LLC files new offering to raise $3M

AmTru Ambient Ventures LLC seeks to raise $3 million in a new SEC filing, indicating positive momentum in the investment banking sector.

Ally Auto Receivables Trust 2023-1 Files ABS-EE Report

Ally Auto Receivables Trust 2023-1 files an ABS-EE report, providing insights into its asset-backed securities performance as of September 30, 2026.

GS Mortgage Securities Trust 2020-GC45 Files Latest Report

GS Mortgage Securities Trust 2020-GC45 has filed its latest distribution report, reflecting ongoing activity in the asset-backed securities market.

Oxford Lane Capital Corp. Files for New Preferred Stock Offering

Oxford Lane Capital Corp. has filed a preliminary prospectus for a new offering of its 8.25% Series 2031 Term Preferred Shares, aiming to enhance capital structure.

Bank of Montreal Announces New Autocallable Notes Offering

Bank of Montreal is launching a new series of autocallable notes linked to major stock indices, targeting investors seeking contingent interest payments.

BofA Finance LLC files pricing supplement for new yield notes

BofA Finance LLC has filed a pricing supplement for its new yield notes, fully guaranteed by Bank of America Corporation, targeting income-seeking investors.

BofA Finance LLC Announces $3.6 Million in New Notes Offering

BofA Finance LLC has filed for $3.6 million in contingent income notes linked to the S&P 500 Index, guaranteed by Bank of America Corporation.

JPMorgan Chase Financial Co. files for new equity notes

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement for capped dual directional buffered equity notes linked to the Nasdaq-100 Index.

Rosella Boston LLC Files for $1.2 Million Private Offering

Rosella Boston LLC has filed for a $1.2 million private offering under Rule 506(b), with $500,000 already sold, signaling growth plans in the restaurant sector.

INVE Technologies announces $20 million stock repurchase offer

INVE Technologies, Inc. launches a $20 million tender offer for its common stock, aiming to enhance shareholder value in the competitive computer peripheral equipment sector.

JPMorgan Chase Financial Co. files $2.96 million offering

JPMorgan Chase Financial Co. LLC announces a new $2.96 million offering, signaling ongoing commitment to structured investments in the banking sector.

Bank of Montreal issues $650,000 in medium-term notes

Bank of Montreal announces $650,000 in senior medium-term notes, enhancing capital structure and reflecting strategic moves in the commercial banking sector.

Paragon Group 10 LLC amends investment fund offering details

Paragon Group 10 LLC updates its investment fund offering, revealing $54.4 million total offering amount and $3.2 million sold.

JPMorgan Chase Financial Co. files for new structured notes

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement for new structured notes linked to Ford and General Motors, enhancing investment options.

UBS AG files new prospectus to raise capital

UBS AG has filed a new prospectus, signaling efforts to raise capital in the competitive national commercial banking sector.

PG Destin, LLC initiates private offering under Rule 506(b)

PG Destin, LLC has filed a new offering under Rule 506(b), indicating its intent to raise capital through a private offering.

MY PE Access Polymarket LLC raises $9 million in new filing

MY PE Access Polymarket LLC successfully raises $9 million through a new Form D filing, reflecting strong interest in the venture capital sector.

Citigroup files preliminary pricing supplement for debt notes

Citigroup Inc. has filed a preliminary pricing supplement for new medium-term senior notes, enhancing its funding strategy in the competitive banking sector.

Mercedes-Benz Auto Receivables Trust 2024-1 Reports Latest Distribution

Mercedes-Benz Auto Receivables Trust 2024-1 announces its latest distribution report, reflecting stability in the asset-backed securities market.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →