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Tuesday, November 3, 2026

Capital

Debt, credit, buybacks, and stock sales

Bank of Nova Scotia Files Preliminary Pricing for New Notes

The Bank of Nova Scotia has filed a preliminary pricing supplement for its Trigger Autocallable Contingent Yield Notes linked to Novo Nordisk A/S.

GS Mortgage Securities Trust 2019-GC40 Reports Stable Results

GS Mortgage Securities Trust 2019-GC40 issues its distribution report, showing stable performance and no new asset repurchase demands for the period ending October 13, 2026.

FT 13303 Files Amendment for Municipal Income Trust

FT 13303 has filed an amendment to its registration statement for a new municipal income trust, signaling its entry into the tax-exempt investment market.

JPMorgan Chase Financial Co. files for structured investments

JPMorgan Chase Financial Co. has filed a preliminary pricing supplement for structured investments linked to the MerQube US Large-Cap Vol Advantage Index.

CFCRE 2016-C7 Mortgage Trust Reports Monthly Distribution Results

CFCRE 2016-C7 Mortgage Trust reveals performance metrics in its latest distribution report, highlighting a 23.24% delinquency rate.

RKTL Depositor LLC Issues Latest ABS-15G Report

RKTL Depositor LLC releases its ABS-15G report, highlighting findings from third-party due diligence, reinforcing transparency in asset-backed securities.

Avistone Ren Tech S, LLC raises $5.835 million in offering

Avistone Ren Tech S, LLC has successfully raised $5.835 million in its initial offering, signaling growth potential in the commercial sector.

FT 13293 Files Amendment for Public Offering of Trust Units

FT 13293 has filed an amendment to register its unit investment trust, signaling a move towards public offering and potential growth in investment management.

JPMorgan Chase Financial Co. files for structured investment notes

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for structured investments linked to the MerQube US Large-Cap Vol Advantage Index.

JPMorgan Chase Financial Co. LLC Files Pricing Supplement for Notes

JPMorgan Chase Financial Co. LLC announces a preliminary pricing supplement for callable contingent interest notes linked to Oracle Corporation's stock.

GM Financial Trust 2024-3 Files Update on Asset-Backed Securities

GM Financial Consumer Automobile Receivables Trust 2024-3 files an ABS-EE update, highlighting its operations in the auto loan sector.

BofA Finance announces $688,000 Auto-Callable Notes issuance

BofA Finance LLC announces the pricing of $688,000 in Auto-Callable Notes, guaranteed by Bank of America Corporation, signaling innovation in the banking sector.

JPMorgan Chase Financial Co. announces equity notes offering

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for equity notes linked to the S&P 500 Index, guaranteed by JPMorgan Chase & Co.

FT 13292 Files Effective Amendment for Public Offering

FT 13292 has filed an effective amendment to its registration statement, paving the way for a public offering of its investment trust units.

Morgan Stanley Finance files pricing supplement for securities

Morgan Stanley Finance LLC files a pricing supplement for callable contingent income securities, enhancing its structured investment offerings.

Luminous Robotics seeks $7 million in private offering

Luminous Robotics, Inc. files for a $7 million private offering, with $2.4 million already raised, signaling growth ambitions in the tech sector.

JPMorgan Chase Financial Co. unveils new structured notes

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement for new structured investment notes linked to major stock indices.

JPMorgan Chase files free writing prospectus for new securities

JPMorgan Chase has filed a free writing prospectus for its new Enhanced Jump Securities, reflecting innovation in the National Commercial Banks sector.

Barclays Bank announces new Autocallable Notes offering

Barclays Bank PLC files for new Autocallable Notes linked to tech index, signaling a strategic move in the commercial banking sector.

JPMorgan Chase Financial Co. files for new structured notes

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for structured investments linked to major indices, signaling a strategic shift.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →