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Wednesday, November 4, 2026

Capital

Debt, credit, buybacks, and stock sales

JPMorgan Chase Financial Co. announces new structured notes

JPMorgan Chase Financial Co. LLC files for new structured notes linked to the MerQube US Large-Cap Vol Advantage Index, enhancing its investment offerings.

BofA Finance LLC announces Digital Return Notes offering

BofA Finance LLC files for Digital Return Notes linked to major indices, indicating a strategic move to diversify offerings in the banking sector.

Jefferies Financial Group files for new senior notes offering

Jefferies Financial Group Inc. files a preliminary pricing supplement for senior autocallable notes, reflecting strategic growth in the financial sector.

JPMorgan Chase Financial Co. unveils new structured notes

JPMorgan Chase Financial Co. has filed a preliminary pricing supplement for new structured investment notes linked to the S&P 500 Futures Index.

JPMorgan Chase Financial Co. unveils new structured notes

JPMorgan Chase Financial Co. LLC files for new structured notes linked to Palantir Technologies, targeting investors seeking contingent interest payments.

Prosper Funding LLC Issues New Borrower Payment Dependent Notes

Prosper Funding LLC has filed a sales report on its recent Borrower Payment Dependent Notes, showcasing its commitment to innovative financing solutions.

Royal Bank of Canada files for new debt securities offering

Royal Bank of Canada has filed a preliminary term sheet for new Autocallable Strategic Accelerated Redemption Securities linked to an international equity index.

GS Finance Corp. files for new autocallable note offering

GS Finance Corp. has filed a preliminary pricing supplement for new autocallable notes linked to the S&P 500 index, signaling a strategic move in the security brokerage sector.

Prosper Funding LLC Updates Borrower Payment Dependent Notes

Prosper Funding LLC has filed a new prospectus detailing its latest offering of Borrower Payment Dependent Notes, highlighting its competitive financing solutions.

JPMorgan Chase Financial Co. files pricing supplement for notes

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for structured notes linked to the MerQube US Large-Cap Vol Advantage Index.

Verdant Resource Partners seeks $7.26 million for acquisition

Verdant Resource Partners Ltd. files to raise $7.26 million for acquiring Avalon Oil & Gas Ltd., signaling growth in the oil and gas sector.

BofA Finance LLC Files Pricing Supplement for New Notes

BofA Finance LLC announces new Dual Directional Buffered Notes linked to major indices, enhancing its product offerings in the national commercial banking sector.

BofA Finance announces $1.7M callable yield notes issuance

BofA Finance LLC announces $1.7 million in callable yield notes, fully guaranteed by Bank of America, signaling innovation in the national commercial banks sector.

Toronto Dominion Bank Files Preliminary Pricing Supplement

Toronto Dominion Bank has filed a preliminary pricing supplement for its Autocallable Strategic Accelerated Redemption Securities linked to the S&P 500 Index.

BofA Finance LLC Files Pricing Supplement for Notes Linked to S&P 500

BofA Finance LLC files a pricing supplement for Auto-Callable Notes linked to the S&P 500 Index, set to issue on October 30, 2026.

Citigroup files preliminary pricing supplement for new notes

Citigroup Inc. has filed a preliminary pricing supplement for its Medium-Term Senior Notes, signaling a strategic move in the national commercial banks sector.

Barclays Bank announces $6.564 million note issuance

Barclays Bank PLC has launched a $6.564 million issuance of Buffered Autocallable Notes, linked to S&P 500 and Russell 2000 indices.

BofA Finance LLC Files Preliminary Pricing for New Notes

BofA Finance LLC has filed a preliminary pricing supplement for new index-linked notes, guaranteed by Bank of America Corporation.

Barclays Bank issues $8 million AutoCallable Notes due 2029

Barclays Bank PLC announces $8 million AutoCallable Notes linked to major indices, reflecting strategic growth in the commercial banking sector.

GHCI Healthcare Fund Holdings files $5 million offering

GHCI Healthcare Fund Holdings, L.P. files a $5 million offering under Rule 506(b), aiming to attract accredited investors in the healthcare sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →