Clicky

Thursday, November 5, 2026

Capital

Debt, credit, buybacks, and stock sales

UBS AG files for new Buffer Autocallable Notes offering

UBS AG has filed a preliminary pricing supplement for its Buffer Autocallable Contingent Yield Notes linked to Alphabet, NVIDIA, and JPMorgan.

Cascade Private Capital Fund Launches Semi-Annual Repurchase Offer

Cascade Private Capital Fund initiates a semi-annual repurchase offer, allowing shareholders to sell up to 5% of their shares, enhancing liquidity.

Royal Bank of Canada files for new S&P 500 index-linked notes

Royal Bank of Canada files a preliminary pricing supplement for Digital S&P 500 Index-Linked Notes, expanding its offerings in the commercial banking sector.

Valiant European Special Situations Fund files new offering

Valiant European Special Situations Fund has filed a new offering under the Investment Company Act, signaling its capital-raising intentions.

UBS AG Files Preliminary Pricing Supplement for New Notes

UBS AG has filed a preliminary pricing supplement for its Trigger Callable Contingent Yield Notes, enhancing its financial product offerings.

PDYF (BVI) Feeder Ltd. Amends Offering Details

PDYF (BVI) Feeder Ltd. has amended its offering, reflecting ongoing adjustments in its investment strategy and commitment to regulatory compliance.

Citigroup files preliminary pricing supplement for notes

Citigroup Inc. has filed a preliminary pricing supplement for its Medium-Term Senior Notes, signaling a strategic move in the banking sector.

LC Middletown Investor LLC files new private offering

LC Middletown Investor LLC has filed a new offering under Rule 506(b) to raise funds in the private market, focusing on the Other Real Estate sector.

FT 13337 Files Amendment to Registration Statement

FT 13337 has filed an amendment to its registration statement for SEC review, signaling progress in launching a new investment vehicle.

Valiant-Arbion Fund Files New Offering Under Investment Act

Valiant-Arbion European Special Situations Fund files a new offering, targeting accredited investors with a minimum investment requirement.

Woodland Hills Phase 1 LLC files to raise $2.5 million in new offering

Woodland Hills Phase 1 LLC seeks to raise $2.5 million through a new offering, targeting both accredited and non-accredited investors.

Toronto-Dominion Bank Files Pricing Supplement for GEARS

Toronto-Dominion Bank has filed a pricing supplement for Trigger Autocallable GEARS linked to the Nikkei 225 Index, set to mature in 2031.

Royal Bank of Canada launches Auto-Callable Notes linked to EURO STOXX 50

Royal Bank of Canada introduces Auto-Callable Geared Buffer Notes linked to the EURO STOXX 50 Index, enhancing its investment product offerings.

Royal Bank of Canada offers new Auto-Callable Notes

Royal Bank of Canada files for $2.85 million in Auto-Callable Enhanced Return Dual Directional Barrier Notes linked to Apple and Meta stocks.

JPMorgan Chase Financial Co. LLC Files Pricing Supplement for Notes

JPMorgan Chase Financial Co. LLC has filed a pricing supplement for $669,000 in structured investments linked to major stock indices.

JPMorgan Chase Financial Co. LLC files pricing supplement for $3.32M

JPMorgan Chase Financial Co. LLC files a pricing supplement for $3.32 million in structured investments linked to major indices, fully guaranteed by JPMorgan Chase & Co.

ASF IX Sidecar A files new private equity offering

ASF IX Sidecar A has filed a new offering under Rule 506(b), indicating growth in private equity fundraising.

Valiant European Special Situations Fund amends offering details

Valiant European Special Situations Fund updates its offering, indicating strategic changes in the investment landscape. Competitors will be closely monitoring this development.

Citigroup files for new contingent income securities offering

Citigroup Inc. has filed a preliminary pricing supplement for contingent income auto-callable securities, aiming to attract investors with higher yields.

JPMorgan Chase Financial Co. announces new structured notes

JPMorgan Chase Financial Co. LLC files for $1.29 million in Auto Callable Contingent Interest Notes linked to the MerQube US Tech+ Vol Advantage Index.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →