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Tuesday, November 3, 2026

Capital

Debt, credit, buybacks, and stock sales

Toronto-Dominion Bank files preliminary pricing for new GEARS

Toronto-Dominion Bank has filed a preliminary pricing supplement for Capped Buffer GEARS securities linked to the S&P 500 Index, indicating strategic investment offerings.

Bank of Nova Scotia Files Preliminary Pricing for Notes

Bank of Nova Scotia has filed a preliminary pricing supplement for its Step Down Trigger Autocallable Notes linked to Intel Corporation, indicating strategic financial moves.

Onex Partners VI B LP files for new private equity offering

Onex Partners VI B LP has filed for a new private equity offering, indicating a strategic move to attract investment in the pooled investment fund sector.

GS Finance Corp. launches $600,000 callable notes offering

GS Finance Corp. has filed to offer $600,000 in callable contingent coupon index-linked notes, backed by Goldman Sachs Group.

GS Finance Corp. Files Preliminary Pricing Supplement for Notes

GS Finance Corp. has filed a preliminary pricing supplement for new notes, reflecting a strategic move in the financial market.

GS Finance Corp. files $1.073 billion in callable notes

GS Finance Corp. announces a $1.073 billion offering of leveraged callable notes linked to the Nasdaq-100 Index, backed by Goldman Sachs.

GS Finance Corp. Files Preliminary Pricing Supplement for Notes

GS Finance Corp. has filed a preliminary pricing supplement for autocallable contingent coupon index-linked notes, reflecting strategic innovation in securities.

Morgan Stanley files free writing prospectus for new security

Morgan Stanley has filed a free writing prospectus for a new contingent income security, showcasing innovation in the financial services sector.

Morgan Stanley Files Free Writing Prospectus for Jump Notes

Morgan Stanley has filed a free writing prospectus for its MSAMP5 Jump Notes, showcasing its innovative approach in the securities industry.

CME Group Director Howard J. Siegel Files to Sell 2,000 Shares

Howard J. Siegel, a director at CME Group Inc., has filed to sell 2,000 shares of common stock, reflecting ongoing stock management strategies.

AREG US Opp IV Azure REIT A LLC files new offering to raise funds

AREG US Opp IV Azure REIT A LLC has filed a new offering with the SEC, aiming to raise capital through preferred shares in the REIT sector.

Morgan Stanley Finance LLC Files Free Writing Prospectus

Morgan Stanley Finance LLC has filed a Free Writing Prospectus for its new MSAMP5 Jump Notes, reflecting ongoing innovation in financial products.

UBS AG launches $308 million Buffer Callable Notes

UBS AG has filed a pricing supplement for $308 million Buffer Callable Contingent Yield Notes linked to Russell 2000 and S&P 500 indices.

UBS AG launches Trigger Yield Notes linked to Meta stock

UBS AG has filed a pricing supplement for Trigger Yield Notes linked to Meta Platforms, showcasing its innovative approach in the banking sector.

Joist Housing Innovation Fund I, LP Files New Offering

Joist Housing Innovation Fund I, LP has filed a new offering under SEC Rule 506(b), marking a strategic capital-raising move in the investment fund sector.

AREG US Opp IV Azure REIT B LLC announces preferred share offering

AREG US Opp IV Azure REIT B LLC has filed to offer Series A preferred shares, marking its entry into the REIT sector and aiming to raise indefinite capital.

Henson Matthew Bradley files to sell shares of Cullen/Frost

Henson Matthew Bradley has filed to sell 534 shares of Cullen/Frost Bankers, Inc., reflecting executive compensation and stock vesting activity.

UBS Commercial Mortgage Trust 2017-C1 Files ABS-EE Update

UBS Commercial Mortgage Trust 2017-C1 has filed an ABS-EE form, detailing updates in its asset-backed securities related to commercial mortgages.

Morgan Stanley Files Free Writing Prospectus for New Securities

Morgan Stanley files a free writing prospectus for new securities, indicating a strategic move to attract investors in the competitive financial sector.

Citigroup files preliminary pricing for medium-term notes

Citigroup Inc. has filed a preliminary pricing supplement for new medium-term senior notes, indicating a strategic funding move in the banking sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →