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Thursday, November 5, 2026

Capital

Debt, credit, buybacks, and stock sales

BofA Finance LLC files pricing supplement for new notes

BofA Finance LLC files a pricing supplement for $378,000 in contingent income buffered auto-callable yield notes, guaranteed by Bank of America Corporation.

H.I.G. Whitehorse Amends Offering in SEC Filing

H.I.G. Whitehorse Principal Lending Fund, L.P. amends its offering, showcasing its commitment to adapt in the competitive private equity landscape.

BofA Finance announces pricing of callable yield notes

BofA Finance LLC announces $398,000 in callable yield notes, guaranteed by Bank of America, linked to major indices, enhancing its product offerings.

HSBC USA Inc. launches $2.8 million in Autocallable Notes

HSBC USA Inc. announces a new offering of $2.8 million in Autocallable Barrier Notes with step-up premium, enhancing its product offerings in the banking sector.

JPMorgan Chase Financial Co. LLC Offers New Debt Securities

JPMorgan Chase Financial Co. LLC has filed to offer new Trigger Autocallable Contingent Yield Notes linked to Blackstone Inc., reflecting its growth strategy.

Bank of Nova Scotia Files to Issue Capped Leveraged Notes

The Bank of Nova Scotia announces plans to issue Capped Leveraged Index Return Notes linked to the Russell 2000 Index, enhancing its product offerings.

BofA Finance LLC files pricing supplement for $197,000 notes

BofA Finance LLC files a pricing supplement for $197,000 in contingent income notes, backed by Bank of America Corporation.

BofA Finance LLC files pricing supplement for yield notes

BofA Finance LLC announces a $353,000 issuance of contingent income buffered auto-callable yield notes, guaranteed by Bank of America Corporation.

UBS AG files pricing supplement for new index-linked notes

UBS AG has filed a new pricing supplement for its Capped Leveraged S&P 500 Index-Linked Medium-Term Notes, highlighting risks for investors.

Cantor Fitzgerald Energy Fund Files New Registration Statement

Cantor Fitzgerald Energy Fund files a new registration statement, indicating potential shifts in investment strategy and risk factors for the energy sector.

HSBC USA Inc. launches $250,000 Autocallable Notes offering

HSBC USA Inc. files for a $250,000 offering of Autocallable Contingent Income Barrier Notes, aiming to attract investors with structured products.

DoubleLine Opportunistic Income LP Files New Offering

DoubleLine Opportunistic Income LP has filed a new offering, reflecting growth strategies in the investment sector and impacting the hedge fund industry.

UBS AG offers $882,000 in Trigger Autocallable Notes

UBS AG has filed to offer $882,000 in Trigger Autocallable Contingent Yield Notes linked to Lam Research, showcasing its strategy in the commercial banking sector.

Barclays Bank announces market-linked securities offering

Barclays Bank PLC files a term sheet for market-linked securities tied to the S&P 500, enhancing its offerings in the commercial banking sector.

Citigroup announces new market-linked securities offering

Citigroup Inc. files preliminary offering summary for new market-linked securities, indicating a strategic move to diversify financial products in national commercial banking.

BofA Finance LLC issues $360,000 in callable yield notes

BofA Finance LLC announces the issuance of $360,000 in callable yield notes, reflecting strategic moves in the national commercial banking sector.

BofA Finance LLC Announces $444,000 Callable Yield Notes

BofA Finance LLC has filed for $444,000 in callable yield notes linked to major stock indices, signaling a strategic move in the national commercial banking sector.

LAC Co-Investors Skaleet files new offering under Rule 506(b)

LAC Co-Investors Skaleet, L.P. has filed a new offering under Rule 506(b), raising $15.35 million in private investment.

Brightman Tracy B to Sell 26,611 Shares of FedEx Corp Stock

Tracy B. Brightman has filed to sell 26,611 shares of FedEx Corp stock, totaling approximately $8.19 million, reflecting ongoing stock option exercises.

Aptevo Therapeutics increases offering amount by $2.3 million

Aptevo Therapeutics has filed a prospectus supplement to raise up to $2.3 million, reflecting its ongoing capital enhancement efforts in the pharmaceutical sector.

Financialist News Desk

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