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Thursday, November 5, 2026

Capital

Debt, credit, buybacks, and stock sales

Citigroup files preliminary offering for new securities

Citigroup Inc. files a preliminary offering for new securities linked to S&P 500 Futures, showcasing innovation in the national commercial banks sector.

Toronto Dominion Bank Announces Callable Contingent Notes

Toronto Dominion Bank files for Callable Contingent Interest Barrier Notes linked to major indices, expanding its investment offerings.

MPI Series A 1026 a Series of CGF2026 LLC raises $130,090

MPI Series A 1026 a Series of CGF2026 LLC has raised $130,090 through a new offering, emphasizing growth in the venture capital fund sector.

Toronto Dominion Bank Offers Callable Contingent Interest Notes

Toronto Dominion Bank has filed a pricing supplement for Callable Contingent Interest Barrier Notes linked to major indices, expanding its product offerings.

Toronto-Dominion Bank Offers Callable Contingent Interest Notes

Toronto-Dominion Bank files for Callable Contingent Interest Barrier Notes, reflecting strategic product innovation in the commercial banking sector.

World Omni Auto Receivables Trust 2026-D Files for $1B Notes

World Omni Auto Receivables Trust 2026-D files to issue $1 billion in asset-backed securities, reflecting strong demand in the auto loan market.

Strategy Inc updates dividend structure for preferred stock

Strategy Inc's latest SEC filing reveals a new daily dividend payment structure for its Series A Perpetual Strike Preferred Stock, effective January 2027.

Wabtec US Rail announces offering of senior notes due 2037

Wabtec US Rail, Inc. files a preliminary prospectus for senior notes due 2037 to refinance existing debt, impacting the railroad equipment industry.

Citigroup files preliminary pricing supplement for new notes

Citigroup Inc. has filed a preliminary pricing supplement for medium-term senior notes, indicating ongoing funding strategy and market adaptation.

Baack files to sell 65,000 shares of Bridgewater Bancshares

Jerry J. Baack of Bridgewater Bancshares Inc has filed to sell 65,000 shares, reflecting a strategy to liquidate part of his holdings.

JPMorgan Chase Financial Co. LLC Offers Callable Range Accrual Notes

JPMorgan Chase Financial Co. LLC has filed to offer Callable Range Accrual Notes linked to the 10-Year Constant Maturity Treasury Rate, guaranteed by JPMorgan Chase & Co.

GSBackers Superpower Fund III raises $2.72 million in offering

GSBackers Superpower Fund III raises $2.72 million in a private offering, positioning itself for growth in the venture capital sector.

TE Connectivity Announces Retirement of General Counsel John Jenkins

TE Connectivity plc's John S. Jenkins, Jr. to retire as General Counsel, with Jennifer A. Johnson set to succeed him. Leadership changes may influence company strategies.

Citigroup announces new medium-term senior notes offering

Citigroup Inc. files a preliminary pricing supplement for new medium-term senior notes, reflecting strategic debt offerings in the banking sector.

ONEAU 0926 Announces Private Equity Fund Offering

ONEAU 0926 a Series of NEW VISTA CAPITAL INVESTMENT LLC files Form D for a private equity fund, raising $517,293 in total.

PG EB5 Oconee Lender amends offering details in SEC filing

PG EB5 Oconee Lender, LLC amends its offering details in a recent SEC filing, highlighting its ongoing efforts in the EB-5 investment sector.

Mother Earth Father God Film LLC files new offering for $300,000

Mother Earth Father God Film LLC seeks to raise $300,000 in a new offering, focusing on film production. The filing highlights ongoing interest in private film projects.

Carrier Global Corp files for securities registration

Carrier Global Corp has filed a registration statement for various securities, enhancing its financial flexibility and impacting the air conditioning industry.

NorthEast Community Bancorp director sells 9,700 shares

Director John F. McKenzie sells 9,700 shares of NorthEast Community Bancorp, valued at approximately $281,000, in a recent SEC filing.

Citigroup files preliminary pricing for new securities linked to S&P 500

Citigroup Inc. has filed a preliminary pricing supplement for new securities linked to the S&P 500 index, enhancing its offerings in the banking sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →