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Wednesday, November 4, 2026

Capital

Debt, credit, buybacks, and stock sales

Domino-AE-0806 Fund I raises nearly $12 million in funding

Domino-AE-0806 Fund I successfully raises $11.99 million, marking a significant milestone in its venture capital efforts.

JPMorgan Chase Financial Co. unveils new market-linked securities

JPMorgan Chase Financial Co. LLC has filed a new fact sheet for market-linked securities, fully guaranteed by JPMorgan Chase & Co., attracting investor interest.

JPMorgan Chase files for new market-linked securities

JPMorgan Chase & Co. expands its offerings with a new registration for market-linked securities, influencing the national commercial banking sector.

JPMorgan Chase files for new structured notes linked to indices

JPMorgan Chase & Co. files a preliminary pricing supplement for structured notes linked to major stock indices, showcasing innovation in financial products.

JPMorgan Chase Financial Co. unveils new structured notes

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement for new structured investment notes linked to major stock indices.

JPMorgan Chase unveils new note offering linked to indices

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for a new note offering linked to major stock indices, enhancing its product portfolio.

Toronto-Dominion Bank files pricing supplement for notes

Toronto-Dominion Bank has filed a pricing supplement for $1,047,000 in autocallable contingent buffer notes linked to Netflix, Inc.

Oshean SL raises nearly $4 million in new funding round

Oshean SL successfully raises about $3.999 million in a recent funding round, signaling strong investor interest in venture capital.

Bank of Nova Scotia Files for Autocallable Notes Offering

The Bank of Nova Scotia has filed a preliminary pricing supplement for its Autocallable Contingent Coupon Trigger Notes, linked to major indices.

Bank of Nova Scotia Files Pricing Supplement for New Securities

Bank of Nova Scotia files a pricing supplement for $20.6 million in contingent income auto-callable securities linked to Palantir Technologies.

GreenWood Builders Fund I LP Files New Offering Under Rule 506(b)

GreenWood Builders Fund I LP has filed a new offering under Rule 506(b), raising nearly $37 million from 28 investors to enhance investment strategies.

Quantum Genesis AI Corp. files qualification for 1-A offering

Quantum Genesis AI Corp. has filed a qualification for its 1-A offering, signaling growth potential in the industrial organic chemicals sector.

LXP Industrial Trust Confirms Effectiveness of Filing

LXP Industrial Trust announces the effectiveness of a significant filing, enhancing its operational transparency in the Real Estate Investment Trusts sector.

Aspen Neuroscience director reports major stock transactions

Aspen Neuroscience's director Andrew Spaventa reports significant stock transactions, reflecting the company's growth in the pharmaceutical sector.

Basswood Financial Fund Files to Sell Shares of Dime Bancshares

Basswood Financial Long Only Fund, L.P. files to sell shares of Dime Community Bancshares, Inc., reflecting ongoing trends in the banking sector.

Basswood Capital Management Sells Shares of Dime Community Bancshares

Basswood Capital Management files to sell shares of Dime Community Bancshares, marking a significant move in the national commercial banking sector.

Basswood Financial Fund Sells Shares of Dime Community Bancshares

Basswood Financial Fund, Ltd. reports the sale of shares in Dime Community Bancshares, indicating strategic moves in the banking sector.

Basswood Fund Files to Sell Shares in Dime Community Bancshares

Basswood Strategic Financial Fund, L.P. files to sell shares in Dime Community Bancshares, signaling ongoing investment strategy in the banking sector.

Basswood Financial Fund, L.P. Files to Sell Shares of Dime Community Bancshares

Basswood Financial Fund, L.P. files Form 144 to sell 7,987 shares of Dime Community Bancshares, signaling a strategic move in the banking sector.

Basswood Opportunity Partners sells shares of Dime Bancshares

Basswood Opportunity Partners, L.P. files Form 144 to sell shares of Dime Community Bancshares, Inc., indicating active portfolio management.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →