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Sunday, November 8, 2026

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Latest SEC filings as they come in

TT International Asset Management Reports $898.2M in Holdings

TT International Asset Management LTD reports $898.2 million in holdings in its latest 13F-HR filing, reflecting its investment strategies as of September 30, 2026.

EquityZen Growth Technology Fund LLC - Series 2400 files D

EquityZen Growth Technology Fund LLC - Series 2400 has filed a Form D for a new private equity offering, raising $270,633 with no remaining amounts.

Northampton Neptune Partners-A LP Files New Offering Under Rule 506(b)

Northampton Neptune Partners-A LP has filed a new offering under Rule 506(b), signaling a key fundraising move in the private equity sector.

Royal Bank of Canada Offers New Auto-Callable Notes

Royal Bank of Canada files for new Auto-Callable Contingent Coupon Barrier Notes linked to major indices, expanding its product offerings.

Badiya B10 raises $17.6 million in private equity offering

Badiya B10 a Series of CGF2026 LLC secures $17.6 million in a private equity fund offering, emphasizing the demand for pooled investment funds.

Morgan Stanley Bank of America Trust Reports Monthly Distribution

Morgan Stanley Bank of America Merrill Lynch Trust 2012-C6 announces its monthly distribution report, showing no delinquencies and stable performance.

GS Finance Corp. files to offer $4.83 million in securities

GS Finance Corp. files to offer $4.83 million in securities linked to equity indices, guaranteed by The Goldman Sachs Group.

Bruin Fund LP amends offering to enhance capital management

Bruin Fund LP has amended its offering, reflecting ongoing capital management efforts in the hedge fund sector with nearly $9.5 million sold.

Morgan Stanley Bank of America Merrill Lynch Trust Files ABS-EE

Morgan Stanley Bank of America Merrill Lynch Trust files an ABS-EE report detailing its asset-backed securities, emphasizing commercial mortgage activity.

Morgan Stanley Finance LLC Files Preliminary Pricing Supplement

Morgan Stanley Finance LLC has filed a preliminary pricing supplement for structured investments, indicating a strategic move to enhance its investment offerings.

BANK 2020-BNK26 Files New ABS-EE for Commercial Mortgages

BANK 2020-BNK26 files ABS-EE detailing commercial mortgage assets, highlighting ongoing activity in the asset-backed securities industry.

Putney Financial Group Reports $127M Quarterly Holdings

Putney Financial Group LLC reveals its quarterly holdings with a total portfolio value of $127 million, showcasing significant investments in major companies.

GS Finance Corp. Files Pricing Supplement for Callable Notes

GS Finance Corp. has filed a pricing supplement for callable notes linked to the S&P 500 Futures Excess Return Index, set to mature in 2031.

Pantera Liquid Token Fund LP Files Amendment to Offering

Pantera Liquid Token Fund LP amends its offering statement, raising over $501 million, reflecting ongoing efforts in the hedge fund sector.

Morgan Stanley Finance LLC Files Preliminary Pricing Supplement

Morgan Stanley Finance LLC has filed a preliminary pricing supplement for a new investment product, focusing on leveraged returns for investors.

American Funds U.S. Small & Mid Cap Equity Fund Updates Prospectus

American Funds U.S. Small & Mid Cap Equity Fund files new prospectus effective November 1, 2026, highlighting its investment strategies and fees.

BANK 2020-BNK26 Reports Distribution Results for October 2026

BANK 2020-BNK26 reports distribution results for October 2026, highlighting performance in asset-backed securities and delinquencies.

Morgan Stanley Bank of America Trust Files Latest Distribution Report

Morgan Stanley Bank of America Merrill Lynch Trust 2025-5C2 files a distribution report, reflecting ongoing activity in the asset-backed securities market.

Cumberland Advisors reports $279.85 million in holdings

Cumberland Advisors Inc. files 13F-HR, reporting $279.85 million in holdings as of September 30, 2026, focusing on major tech companies.

HSBC Holdings Director Purchases Over 12,000 Shares

HSBC Holdings plc reports a share purchase by director Alison Platt, signaling confidence in the company's future amidst market dynamics.

Financialist News Desk

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