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Sunday, November 8, 2026

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Latest SEC filings as they come in

Janus Aspen Series Files New Fidelity Bond for Risk Management

Janus Aspen Series enhances risk management with a new fidelity bond, reflecting industry trends in investment security and risk mitigation.

Northeast Investment Management Reports $2.79B in Assets

Northeast Investment Management files 13F-HR, revealing $2.79 billion in assets under management as of September 30, 2026.

Goldman Sachs files for $1 million in fixed-rate notes due 2041

Goldman Sachs Group Inc. files for $1 million in fixed-rate notes due 2041, reflecting strategic capital management in the securities industry.

BANK5 2024-5YR7 Reports on New Asset-Backed Securities

BANK5 2024-5YR7 files a report on asset-backed securities, highlighting commercial mortgages and loan details, reflecting industry trends.

DCHSCU, LLC Releases Due Diligence Findings Report

DCHSCU, LLC has filed a report on third-party due diligence findings, enhancing transparency in its asset-backed securities offerings.

LoCorr Investment Trust Sets New Effective Date for Amendment

LoCorr Investment Trust has filed a new effective date for its registration statement, impacting its operations and the investment management industry.

Vanguard Portfolio Management Discloses 4.9% Stake in General Mills

Vanguard Portfolio Management LLC reveals a 4.9% ownership in General Mills Inc., impacting the grain mill products sector.

Protective Variable Annuity Separate Account Updates SecurePay Rider

Protective Variable Annuity Separate Account updates its SecurePay Protector riders with new terms. The changes will affect policyholders and the variable annuity market.

Vanguard Portfolio Management Discloses 5.36% Stake in Halliburton

Vanguard Portfolio Management LLC reveals a 5.36% stake in Halliburton Co, signaling its commitment to the oil and gas field services industry.

Vanguard Portfolio Management Discloses 5% Stake in Estee Lauder

Vanguard Portfolio Management LLC reveals a 4.97% stake in Estee Lauder Companies Inc, marking its influence in the cosmetics industry.

Vanguard Portfolio Management Increases Stake in Expedia Group

Vanguard Portfolio Management LLC raises its stake in Expedia Group, Inc. to 4.73%, signaling confidence in the travel sector's recovery.

Vanguard Portfolio Management reveals stake in EQT Corp

Vanguard Portfolio Management LLC discloses a 4.96% stake in EQT Corp, signaling its influence in the crude petroleum and natural gas sector.

Vanguard Portfolio Management reports 5.36% stake in Air Products

Vanguard Portfolio Management LLC discloses a 5.36% stake in Air Products & Chemicals, reflecting its influence in the industrial chemicals sector.

Vanguard Portfolio Management reveals 5.03% stake in Ares

Vanguard Portfolio Management LLC discloses a 5.03% stake in Ares Management Corp, indicating significant influence in the investment advice sector.

Vanguard Portfolio Management reveals 5% stake in Alnylam

Vanguard Portfolio Management LLC discloses a 5% stake in Alnylam Pharmaceuticals, signaling continued interest in the pharmaceutical sector.

Vanguard Portfolio Management Increases Stake in ADT Inc.

Vanguard Portfolio Management LLC reports owning 8.46% of ADT Inc., reflecting its ongoing investment strategy in the security services industry.

Vanguard Portfolio Management updates stake in Aurora Innovation

Vanguard Portfolio Management LLC updates its ownership in Aurora Innovation Inc, holding 4.43% of the company's common stock, reflecting confidence in the sector.

Vanguard Portfolio Management updates stake in Everpure Inc.

Vanguard Portfolio Management LLC updates its beneficial ownership in Everpure Inc., signaling its ongoing investment strategy in the computer storage devices sector.

Vanguard Portfolio Management Raises Stake in Hasbro to 4.84%

Vanguard Portfolio Management increases its stake in Hasbro, Inc. to 4.84%, signaling a strong commitment to the toy and game industry.

Vanguard Portfolio Management Updates Stake in EPAM Systems

Vanguard Portfolio Management LLC has updated its beneficial ownership in EPAM Systems Inc, now holding 6.94% of the company's common stock.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →