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Sunday, November 8, 2026

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Latest SEC filings as they come in

Signet Investment Advisory Group discloses $231M portfolio value

Signet Investment Advisory Group's latest 13F-HR filing shows a $231 million portfolio as of September 30, 2026, highlighting key investments in major companies.

Morgan Stanley Finance LLC Files Preliminary Pricing Supplement

Morgan Stanley Finance LLC has filed a preliminary pricing supplement for new structured investments, signaling innovation in the financial products market.

Cutler Trust Releases Updated Summary Prospectus for Fund

Cutler Trust updates its summary prospectus for the Cutler Equity Fund, detailing investment objectives and fees, impacting investors and the investment industry.

GPM Growth Investors reports $236.7M in latest 13F-HR filing

GPM Growth Investors, Inc. reports $236.7 million in holdings in its latest 13F-HR filing, reflecting its investment strategy as of September 30, 2026.

ChemoMouthpiece files new offering to raise $10 million

ChemoMouthpiece, LLC has filed an offering to raise $10 million, indicating growth potential in the Other Health Care sector.

OceanFirst Financial CFO Barrett Patrick Sean Acquires Shares

Barrett Patrick Sean, CFO of OceanFirst Financial, acquires 5,000 shares, boosting his holdings to 152,350, signaling confidence in the bank's future.

Intercont (Cayman) Ltd files annual report detailing performance

Intercont (Cayman) Ltd releases its annual report, shedding light on financial performance and strategic initiatives in the deep sea transportation industry.

Benchmark 2019-B12 Mortgage Trust Reports October Distribution

Benchmark 2019-B12 Mortgage Trust announces its October 2026 distribution report, reflecting stable performance in asset-backed securities.

REX ETF Trust Delays Launch of REX Mangos ETF Until November

REX ETF Trust has filed to delay the launch of its REX Mangos ETF until November 29, 2026, indicating further preparations are needed.

BofA Finance LLC Files Pricing Supplement for New Notes

BofA Finance LLC has filed a pricing supplement for its new Contingent Income Buffered Auto-Callable Yield Notes, expanding its financial product offerings.

JPMorgan Chase Financial Co. unveils new GEARS offering

JPMorgan Chase Financial Co. LLC announces a new offering of Trigger Autocallable GEARS linked to Intuitive Surgical, Inc., enhancing its product offerings.

Royal Bank of Canada Announces New Market-Linked Securities

Royal Bank of Canada files a pricing supplement for new market-linked securities tied to the EURO STOXX 50 Index, showcasing its strategic offerings.

Prologium to Merge with Translational Development Acquisition Corp.

Prologium Holding Inc. announces a merger with Translational Development Acquisition Corp., aiming to enhance its manufacturing and market reach in solid-state batteries.

First American Funds Trust files N-CSR report for Q3 2026

First American Funds Trust has filed its N-CSR report for Q3 2026, providing insights into its financial performance and investment strategies.

REX ETF Trust Delays Effectiveness of ETF Registration

REX ETF Trust files to delay the effectiveness of its registration statement for the REX Photonics ETF, signaling strategic adjustments in the investment landscape.

Benchmark 2026-V24 Mortgage Trust Files Free Writing Prospectus

Benchmark 2026-V24 Mortgage Trust has filed a free writing prospectus for a new securities offering, marking a significant development in the asset-backed securities market.

JPMorgan Chase Financial Co. LLC Offers $760,000 in Securities

JPMorgan Chase Financial Co. LLC has filed for $760,000 in market-linked securities, marking a strategic move in the national commercial banks sector.

GS Finance Corp. files for new notes linked to S&P 500 futures

GS Finance Corp. has filed a preliminary pricing supplement for notes linked to the Digital S&P 500 Futures Excess Return Index, signaling active market engagement.

Grayscale Funds Trust Sets New Effective Date for ETF

Grayscale Funds Trust has designated November 30, 2026, as the new effective date for its Grayscale Software ETF in a recent SEC filing.

Pruco Life Insurance updates Prudential FlexGuard 2.0 annuity

Pruco Life Insurance Co updates its Prudential FlexGuard 2.0 annuity prospectus, reflecting new investment strategies and risk disclosures.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →