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Sunday, November 8, 2026

Breaking News

Latest SEC filings as they come in

Barclays Bank issues $3.14M in AutoCallable Notes

Barclays Bank PLC announces $3.14 million issuance of AutoCallable Notes linked to major stock indices, reflecting a strategic move in the commercial banking sector.

AB Active ETFs updates advisory agreements amid transaction

AB Active ETFs, Inc. updates its investment advisory agreements in a recent filing, preparing for a significant transaction affecting its advisory structure.

BofA Finance LLC files new pricing supplement for PLUS

BofA Finance LLC has filed a new pricing supplement for its Performance Leveraged Upside Securities, fully guaranteed by Bank of America Corporation.

DBGS 2018-C1 Mortgage Trust Reports Latest Distribution Results

DBGS 2018-C1 Mortgage Trust announces its latest distribution report, showing slight increases in delinquencies. Key insights for the asset-backed securities sector.

Northwest Wealth Management Reports $777M in Holdings

Northwest Wealth Management, LLC reports over $777 million in holdings, reflecting its diverse investment strategy in technology and consumer sectors.

Wells Fargo Finance LLC announces new Medium-Term Notes offering

Wells Fargo Finance LLC files a preliminary pricing supplement for Medium-Term Notes, enhancing funding capabilities in the national commercial banking sector.

USL Separate Account RS Files Updated Registration Statement

USL Separate Account RS has filed an updated registration statement, marking a significant development in its investment strategy and offerings.

HSBC USA Inc. Issues Autocallable Contingent Income Notes

HSBC USA Inc. announces the issuance of Autocallable Contingent Income Barrier Notes linked to major indices, highlighting innovative trends in banking.

GS Finance Corp. Files for $68,000 Autocallable Notes

GS Finance Corp. registers $68,000 in autocallable notes linked to the Nasdaq-100 Index, reflecting trends in the security brokers and dealers industry.

Tidal Trust II files prospectus for new multi-asset ETF

Tidal Trust II files a new prospectus for its Blueprint Chesapeake Multi-Asset Trend ETF, detailing investment strategies and risks involved.

MuniCap, Inc. Files MA-I Form Highlighting Advisory Changes

MuniCap, Inc. files MA-I form detailing advisory changes, showcasing commitment to compliance in municipal finance sector.

CROWDFUNZ 627 LLC files for $28.58 million offering

CROWDFUNZ 627 LLC has filed to raise $28.58 million in a new offering, indicating growth potential in the real estate sector.

Howard Douglas S acquires 500 shares of Peoples Bancorp

Howard Douglas S increases his stake in Peoples Bancorp of North Carolina Inc by acquiring 500 shares, reflecting confidence in the banking sector.

Hastings Gregory S reports stock transactions for Neogen Corp

Hastings Gregory S disclosed recent stock transactions involving Neogen Corp, reflecting activity in the diagnostic substances sector.

Mizell to Sell 550 Shares of Group 1 Automotive Stock

Steven Mizell, an officer at Group 1 Automotive, files to sell 550 shares of common stock, reflecting ongoing compensation strategy.

Invesco Trust Reports $4.24 Billion in Assets in Filing

Invesco Exchange-Traded Fund Trust II reports $4.24 billion in assets, highlighting growth in the municipal bond ETF sector.

TPG AG Asset Based Credit Fund Holdings II Amends Offering

TPG AG Asset Based Credit Fund Holdings II, L.P. amends its private offering, raising $119.5 million, while continuing to exclude non-accredited investors.

Lottomatica Group registers 25 million ADS for U.S. market

Lottomatica Group S.p.A. files for 25 million ADS, enhancing U.S. market presence amid evolving gaming industry trends.

Benchmark 2018-B7 Mortgage Trust Files ABS-EE Report

Benchmark 2018-B7 Mortgage Trust files an ABS-EE report detailing its commercial mortgage assets, reflecting ongoing activity in the asset-backed securities market.

Variable Annuity Life Insurance Co Updates Registration Statement

The Variable Annuity Life Insurance Company Separate Account A updates its registration statement, affecting fees and expenses for variable annuity contracts.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →