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Sunday, November 8, 2026

Breaking News

Latest SEC filings as they come in

Old G Holdings raises $1.3 million in private offering

Old G Holdings, LLC completes a $1.3 million private offering, reflecting a trend in private placements and plans for executive compensation.

ISQ Global Fund II GP LLC files to sell Kinetik Holdings shares

ISQ Global Fund II GP LLC has filed to sell 20,731 shares of Kinetik Holdings Inc., valued at about $1.17 million, reflecting strategic investment decisions.

PGIM Rock ETF Trust Updates Investment Strategy for 2026-2027

PGIM Rock ETF Trust announces new investment strategy for the upcoming Target Outcome Period, capping returns at 8.25%.

Westhampton Capital Reports $225.8M in Holdings for Q3 2026

Westhampton Capital, LLC reports $225.8 million in holdings as of September 30, 2026, highlighting key investments in major companies.

Canadian Imperial Bank of Commerce Issues $15.35M in Notes

CIBC has launched $15.35 million in senior global medium-term notes linked to the VanEck Semiconductor ETF, reflecting its innovative funding strategy.

Citigroup Global Markets Files Preliminary Terms for Securities

Citigroup Global Markets Holdings Inc. has filed preliminary terms for new market-linked securities, aiming to strengthen its position in the financial services sector.

BofA Finance LLC announces $162,000 Auto-Callable Notes

BofA Finance LLC files to issue $162,000 in Auto-Callable Notes, reflecting trends in the National Commercial Banks sector.

Royal Bank of Canada Files Pricing Supplement for New Notes

Royal Bank of Canada announces a new offering of market-linked securities as part of its Senior Global Medium-Term Notes, Series J, linked to the Nasdaq-100 Index.

Bank of Montreal launches new senior medium-term notes

Bank of Montreal files for new senior medium-term notes linked to S&P 500 index, offering fixed returns but with significant risks.

WI Arden West LLC launches $12.97 million private offering

WI Arden West LLC is raising $12.97 million in a new private offering, signaling growth in the residential sector. The company has already secured $4.04 million.

Vail Resorts Files Proxy Statement Ahead of Annual Meeting

Vail Resorts, Inc. filed a definitive proxy statement, urging shareholders to support its board ahead of the annual meeting on December 14, 2026.

K&F Growth Acquisition Corp. II Enters Non-Redemption Agreements

K&F Growth Acquisition Corp. II has entered into non-redemption agreements with investors to strengthen its financial position ahead of a shareholder meeting.

RLP II Vision LP completes $137.4 million private equity offering

RLP II Vision LP raises $137.4 million in a private equity offering, reflecting strong investor confidence in pooled investment funds.

Bank of Montreal unveils new capped digital return notes

Bank of Montreal announces a new offering of capped digital return barrier notes linked to the S&P 500 Index, enhancing its product lineup.

PGIM Rock ETF Trust Updates Prospectus for Two Funds

PGIM Rock ETF Trust revises its prospectus for the PGIM S&P 500 Buffer 12 and 20 ETFs, detailing new investment objectives and caps for the upcoming period.

Vail Resorts faces contested board election amid proxy filing

Vail Resorts Inc. files proxy statement for a contested board election, highlighting tensions with activist shareholders and strategic company direction.

Foxhaven Capital files amendment to private offering

Foxhaven Capital, LP has amended its private offering under Rule 506(b), reporting $1.73 billion sold and 68 investors. Details on implications were not disclosed.

Cannae Holdings Sets Virtual Annual Meeting for December 2026

Cannae Holdings announces its annual meeting on December 11, 2026, emphasizing virtual participation for shareholders in a significant retail sector event.

BofA Finance announces pricing of $2.038 million notes

BofA Finance LLC has priced $2.038 million in Contingent Income Issuer Callable Yield Notes, guaranteed by Bank of America Corporation.

Vescent Technologies announces new private equity offering

Vescent Technologies, Inc. files for a new private equity offering under Rule 506(b), marking a strategic move to raise capital.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →