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Sunday, November 8, 2026

Breaking News

Latest SEC filings as they come in

Morgan Stanley Files Free Writing Prospectus for New Securities

Morgan Stanley has filed a free writing prospectus for its new SPXFP Dual Directional Buffered Jump Securities, indicating a strategic move in the financial sector.

Hayward Holdings reports insider stock sale by officer

Hayward Holdings, Inc. discloses an insider stock sale by Susan Canning, reflecting ongoing management activity in the refrigeration machinery sector.

Helus Pharma Inc. reports director ownership change

Helus Pharma Inc. announces Durgam Suresh K. as a new director, marking a significant ownership change for the pharmaceutical company.

Barclays Bank announces $4.659M callable coupon notes offering

Barclays Bank PLC files to offer $4.659 million in callable contingent coupon notes linked to major stock indices, enhancing its investment portfolio.

CBIZ, Inc. Deregisters Securities After Merger Completion

CBIZ, Inc. has filed a post-effective amendment to deregister securities following its merger with Viking ParentCo, marking a significant industry shift.

Toronto Dominion Bank issues $549,000 in Callable Notes

Toronto Dominion Bank issues $549,000 in Callable Contingent Interest Barrier Notes linked to major indices, enhancing its product offerings.

CBIZ, Inc. deregisters securities after merger with Viking ParentCo

CBIZ, Inc. has deregistered securities following its merger with Viking ParentCo, marking a significant structural change for the company.

SVRN Asset Management reveals latest 13F-HR holdings report

SVRN Asset Management's 13F-HR filing reveals key investment positions as of September 30, 2026, highlighting trends in asset management.

CBIZ, Inc. deregisters securities after merger completion

CBIZ, Inc. has deregistered its securities following its merger with Viking ParentCo, Inc., marking a significant shift in the company's structure.

Bealmear to Sell 16,727 Shares of Oklo Inc. in Stock Option

Richard Craig Bealmear files to sell 16,727 shares of Oklo Inc. as part of a stock option exercise, reflecting ongoing activity in the electric services sector.

Toronto-Dominion Bank Launches Callable Contingent Notes

Toronto-Dominion Bank files for Callable Contingent Interest Barrier Notes linked to major stock indices, reflecting strategic offerings in commercial banking.

Flaharty Asset Management files 13F-HR report for Q3 2026

Flaharty Asset Management, LLC submits its 13F-HR report for Q3 2026, revealing a total investment value of $17.9 million across 37 positions.

Allspring Funds Trust updates municipal fixed income funds

Allspring Funds Trust files an update on its municipal fixed income funds, enhancing transparency and compliance in the investment sector.

Guggenheim Defined Portfolios Ends Registration with SEC Filing

Guggenheim Defined Portfolios, Series 2378, files a 24F-2NT, signaling the end of its registration and redeeming over $1 million in securities this fiscal year.

Foxtrot Studios seeks $40,000 in private offering funding

Foxtrot Studios, LLC files to raise $40,000 in a private offering, with $30,000 already sold, highlighting trends in private funding in the entertainment sector.

CBIZ, Inc. Deregisters Securities After Merger Completion

CBIZ, Inc. files to deregister securities following its merger with Viking ParentCo, Inc., marking a significant shift in its corporate strategy.

Acorn Financial Advisory Services Reports $798 Million Holdings

Acorn Financial Advisory Services discloses $798 million in holdings, reflecting strategic investments in major companies and impacting the financial advisory sector.

Redwood Park Advisors discloses $156.7M in latest holdings

Redwood Park Advisors LLC reveals $156.7 million in holdings as of September 30, 2026, showcasing a diverse investment strategy across major sectors.

Aventra Defense Systems raises nearly $12.5 million in offering

Aventra Defense Systems, Inc. announces a private offering raising $12.5 million, showcasing growth potential in the technology sector.

CBIZ, Inc. deregisters securities post-merger with Viking

CBIZ, Inc. has filed to deregister securities following its merger with Viking ParentCo, marking a significant shift in the business services sector.

Financialist News Desk

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