Clicky

Sunday, November 8, 2026

Breaking News

Latest SEC filings as they come in

Allspring Exchange-Traded Funds Trust Certifies No Changes

Allspring Exchange-Traded Funds Trust files certification confirming no changes in definitive materials, ensuring compliance with SEC regulations.

Morgan Stanley Finance LLC Files Preliminary Pricing Supplement

Morgan Stanley Finance LLC announces a new offering of contingent income memory auto-callable securities linked to Amazon and Palantir stocks, highlighting its investment strategy.

Morgan Stanley Finance LLC Launches Market-Linked Notes

Morgan Stanley Finance LLC files a preliminary pricing supplement for new market-linked notes due November 28, 2031, enhancing its offerings.

Arca U.S. Treasury Fund Announces Monthly Repurchase Offer

Arca U.S. Treasury Fund initiates a monthly repurchase offer for shareholders, enhancing liquidity and adapting to market conditions.

UBS Commercial Mortgage Trust 2018-C9 Reports New Asset Data

UBS Commercial Mortgage Trust 2018-C9 files new asset-backed securities report detailing commercial mortgage performance and tenant information.

Morgan Stanley Finance LLC Files Preliminary Pricing Supplement

Morgan Stanley Finance LLC has filed a preliminary pricing supplement for structured investments linked to the Nasdaq-100 Index, highlighting risks for investors.

Rigaku Holdings files for 50 million American Depositary Shares

Rigaku Holdings Corporation files for 50 million American Depositary Shares, aiming for growth in the international market.

Morgan Stanley Finance LLC Files Preliminary Pricing Supplement

Morgan Stanley Finance LLC announces a new structured investment linked to the Nasdaq-100 Index, highlighting its commitment to innovative financial products.

Bank of Nova Scotia Announces $1.52M Note Offering

Bank of Nova Scotia files for $1.52M in autocallable notes linked to Russell 2000, enhancing its product offerings in the state commercial banking sector.

Bank of Nova Scotia Files Preliminary Pricing Supplement

Bank of Nova Scotia files a preliminary pricing supplement for new securities linked to the EURO STOXX 50 index, indicating a strategic move in investment offerings.

Morgan Stanley Finance LLC Files Preliminary Pricing Supplement

Morgan Stanley Finance LLC announces a new structured investment offering, reflecting its strategic focus on diversifying securities in the finance industry.

UBS Commercial Mortgage Trust 2018-C9 Reports Latest Distribution

UBS Commercial Mortgage Trust 2018-C9 announces its latest distribution report, showing increased delinquencies and continued asset management.

JPMorgan Chase Financial Co. files for structured investments

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for structured investments linked to the MerQube US Large-Cap Vol Advantage Index.

MJL Manager LLC Increases Stake in Soligenix, Inc. to 9.4%

MJL Manager LLC has increased its stake in Soligenix, Inc. to 9.4%, reflecting its ongoing commitment to the pharmaceutical preparations sector.

Ahmed Fouad Amends Schedule 13G, Holds 15% Stake in Robin Energy

Ahmed Fouad reports a 15% ownership stake in Robin Energy Ltd. through an amended Schedule 13G filing, highlighting shareholder transparency in the industry.

Federal Home Loan Bank of Chicago Announces CEO Transition

Federal Home Loan Bank of Chicago announces CEO Michael Ericson's departure, with Virxhini Gjonzeneli appointed as interim CEO effective January 1, 2027.

Cottonwood Communities raises $2 million through preferred stock

Cottonwood Communities, Inc. raises over $2 million through the sale of Series 2025 Preferred Stock, reflecting its strategy in the real estate investment trust sector.

Consumer Portfolio Services Holds Annual Shareholder Meeting

Consumer Portfolio Services held its annual meeting, approving key proposals including the election of directors and auditor ratification.

Miller Wealth Advisors reveals Q3 2026 holdings in 13F-HR

Miller Wealth Advisors, LLC discloses its Q3 2026 holdings in a recent 13F-HR filing, showcasing major investments in firms like Apple and Amazon.

BofA Finance LLC Issues $906,000 Callable Yield Notes

BofA Finance LLC has filed for $906,000 in callable yield notes linked to major indices, enhancing its financial offerings in the banking sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →