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Sunday, November 8, 2026

Breaking News

Latest SEC filings as they come in

Old Peak Finance reveals $214.4 million in holdings

Old Peak Finance LLC's recent 13F filing shows $214.4 million in holdings, reflecting a diverse investment strategy as of September 30, 2026.

Sumit Singh sells 3,228 shares of Chewy, Inc.

Sumit Singh has sold 3,228 shares of Chewy, Inc. as part of a restricted stock vesting, reflecting ongoing activity in the retail-catalog industry.

BofA Finance LLC files for $1.93 million in new notes

BofA Finance LLC files a pricing supplement for $1.93 million in Auto-Callable Enhanced Return Notes linked to the S&P 500 Index, set to issue on November 4, 2026.

Truex Melinda Jo to Sell 22,500 Shares of Lakeland Financial

Melinda Jo Truex plans to sell 22,500 shares of Lakeland Financial Corp, valued at about $1.37 million, reflecting ongoing activity in the banking sector.

JPMorgan Chase Financial Co. announces new structured notes

JPMorgan Chase Financial Co. LLC files for new structured investment notes linked to major equity indices, enhancing its product offerings.

JPMorgan Chase Financial files for structured investment notes

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for structured investment notes linked to the MerQube US Tech+ Vol Advantage Index.

UBS Commercial Mortgage Trust 2019-C18 Files ABS-EE Report

UBS Commercial Mortgage Trust 2019-C18 files an ABS-EE report detailing key commercial mortgage assets and financial metrics.

Correct Capital Wealth Management Reports Q3 Holdings Update

Correct Capital Wealth Management's latest filing reveals a total investment value of approximately $589 million as of September 30, 2026.

GS Finance Corp. files for $192 million in autocallable notes

GS Finance Corp. has filed a registration statement for $192 million in autocallable notes linked to the S&P 500 Futures, signaling a strategic move in the market.

Morgan Stanley Finance LLC Files for New Structured Investment

Morgan Stanley Finance LLC files a preliminary pricing supplement for structured investments, indicating a shift in focus towards innovative financial products.

Morgan Stanley Finance LLC Files Preliminary Pricing Supplement

Morgan Stanley Finance LLC files a preliminary pricing supplement for structured investments, indicating a strategic move in the competitive securities market.

Lincoln Variable Insurance Products Trust to Reorganize Funds

Lincoln Variable Insurance Products Trust plans to reorganize two funds into new series, aiming to enhance shareholder offerings and streamline operations.

BridgePort Financial Solutions reports Q3 investment holdings

BridgePort Financial Solutions, LLC discloses its Q3 investment holdings valued at $429 million, showcasing key investments in major companies.

Short Term Investment Fund Files Certification on Prospectus

Short Term Investment Fund for Puerto Rico Residents, Inc. certifies that its prospectus and additional information have not changed, ensuring transparency for investors.

Janus Investment Fund files certification of no changes

Janus Investment Fund certifies no changes to its prospectuses and statements of additional information, signaling stability for investors.

Truex Melinda Jo disposes of 22,500 shares in Lakeland Financial

Truex Melinda Jo has disposed of 22,500 shares in Lakeland Financial Corp, indicating potential shifts in the banking sector.

Vorsheck Reports Significant Stock Holdings in Erie Indemnity

Elizabeth A. Vorsheck discloses major stock holdings in Erie Indemnity Co., emphasizing her role in the insurance industry and corporate governance.

Hagen Jonathan Hirt Reports Stock Transactions for Erie Indemnity

Hagen Jonathan Hirt discloses stock transactions involving Erie Indemnity Co., revealing changes in his ownership of Class A and Class B shares.

Hughes William H III acquires additional shares in Beacon

William H. Hughes III increases his stake in Beacon Financial Corp by acquiring 200 shares, reflecting confidence in the savings institution sector.

UBS Commercial Mortgage Trust 2018-C14 Reports Asset Update

UBS Commercial Mortgage Trust 2018-C14 submits ABS-EE filing detailing commercial mortgage assets, impacting the asset-backed securities market.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →