Ellerbrook reports phantom stock unit transaction at UFP Industries
Ellerbrook Michael M disclosed a transaction involving phantom stock units, reflecting ongoing compensation strategies at UFP Industries Inc.
Catalyst Capital Advisors reports $6.2 billion in assets
Catalyst Capital Advisors LLC's latest 13F-HR filing shows $6.2 billion in assets under management, reflecting steady performance in investment management.
Guggenheim Defined Portfolios files final 24F-2NT report
Guggenheim Defined Portfolios, Series 2520, files its final 24F-2NT, reporting over $62 million in net sales and marking the end of its fiscal year.
AREG US Fund XI Falcon REIT LLC Files New Private Offering
AREG US Fund XI Falcon REIT LLC has filed a new offering under Rule 506(b), signaling potential changes in the REIT investment landscape.
Tenable Holdings director sells 15,000 shares of stock
Tenable Holdings, Inc. director Brooke Seawell sells 15,000 shares, signaling ongoing activity in the prepackaged software sector.
GS Finance Corp. Issues $500,000 in Leveraged Buffered Notes
GS Finance Corp. announces the issuance of $500,000 in leveraged buffered notes linked to the S&P 500 Equal Weight Index, guaranteed by The Goldman Sachs Group.
UBS AG launches new Phoenix Autocallable Buffer Notes
UBS AG introduces Phoenix Autocallable Buffer Notes linked to Coherent Corp. stock, enhancing its position in the national commercial banking sector.
Barclays Bank unveils new Autocallable Buffered Notes
Barclays Bank PLC has announced a new offering of Autocallable Buffered Notes linked to Alphabet Inc. stock, diversifying its product portfolio.
Pulp Fixin LLC announces executive leadership change
Pulp Fixin LLC has filed a change notice regarding its executive leadership, signaling potential shifts in strategy and direction.
Morgan Stanley Finance unveils new investment product
Morgan Stanley Finance LLC has filed a free writing prospectus for a new investment product aimed at enhancing its offerings in the financial sector.
Morgan Stanley Files Free Writing Prospectus for New Product
Morgan Stanley files a free writing prospectus for a new financial product linked to the Russell 2000 and S&P 500 indices, indicating strategic growth.
Elevate Capital Advisors reports quarterly holdings update
Elevate Capital Advisors discloses its investment holdings for Q3 2026, revealing over $174 million in assets, focusing on technology and healthcare sectors.
AREG US Fund XI Industrial REIT LLC Files New Offering
AREG US Fund XI Industrial REIT LLC has filed a new offering under Rule 506(b) to attract private investments in the REIT sector.
Volatility Shares Trust Delays 2x Anthropic ETF Launch
Volatility Shares Trust has postponed the launch of its 2x Anthropic ETF until November 10, 2026, reflecting strategic adjustments in a competitive market.
Wells Fargo Finance LLC Files Pricing Supplement for Notes
Wells Fargo Finance LLC has filed a pricing supplement for its Medium-Term Notes, Series B, indicating a push to diversify financial offerings.
IYK Fund I, LP Amends Offering, Reports $5.6 Million Sold
IYK Fund I, LP has amended its offering, reporting over $5.6 million sold. The hedge fund continues its operations in the Pooled Investment Fund industry.
Morgan Stanley Files Free Writing Prospectus for Notes
Morgan Stanley has submitted a free writing prospectus for market-linked notes due in 2030, emphasizing its strategy to enhance investment offerings.
AREG US Fund XI Mustang SH REIT LLC announces new offering
AREG US Fund XI Mustang SH REIT LLC files for a new offering under Rule 506(b), entering the REIT sector with Series A preferred shares.
Red Lighthouse Investment Management Files 13F-HR Report
Red Lighthouse Investment Management's latest 13F-HR report reveals $337.6 million in assets, showcasing its investment strategy and market positioning.
Banta Asset Management reports $111.87 million in holdings
Banta Asset Management LP's latest 13F filing reveals $111.87 million in holdings, including major investments in tech giants like Apple and Microsoft.