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Tuesday, November 3, 2026

Breaking News

Latest SEC filings as they come in

Invesco reports Q3 results, highlights growth in assets

Invesco Ltd. reports third-quarter results, showing growth in assets under management and strategic focus on investment advice services.

Morgan Stanley Finance LLC Files Pricing Supplement for New Securities

Morgan Stanley Finance LLC has filed a pricing supplement for new structured investments, reflecting a trend in innovative financial products.

Barclays Bank registers $4M in Trigger PLUS securities

Barclays Bank PLC files for $4 million in Trigger PLUS securities linked to the S&P 500 index, highlighting its strategy in the commercial banking sector.

Cypress Capital Management files 13F Notice for Q3 2026

Cypress Capital Management US Ltd has filed a 13F Notice detailing its investment holdings as of September 30, 2026, impacting the financial services sector.

Citigroup launches new Medium-Term Senior Notes offering

Citigroup Inc. files a pricing supplement for Medium-Term Senior Notes, offering potential higher yields amid competitive pressures in the banking sector.

Morgan Stanley Finance LLC Announces New Structured Investment

Morgan Stanley Finance LLC files a pricing supplement for new structured investments, marking a significant development in the securities market.

Citigroup announces new medium-term senior notes offering

Citigroup Inc. files for new medium-term senior notes, enhancing its capital structure and reflecting trends in the National Commercial Banks sector.

CM Investments IV LLC raises $3 million in private equity fund

CM Investments IV LLC has successfully raised $3 million through a private equity fund offering, marking a significant milestone for the company.

Nuveen California Fund Plans to Redeem Preferred Shares

Nuveen California AMT-Free Quality Municipal Income Fund announces plans to redeem preferred shares, signaling a shift in capital management strategy.

Nuveen AMT-Free Municipal Credit Income Fund Plans Share Redemption

Nuveen AMT-Free Municipal Credit Income Fund intends to redeem preferred shares, impacting its capital structure and the municipal securities market.

Doherty & Associates Ltd. files 13F notice for Q3 2026

Doherty & Associates Ltd. submits a 13F notice detailing its investment portfolio changes for the third quarter of 2026, impacting the investment management sector.

Citigroup announces new medium-term senior notes offering

Citigroup Inc. files pricing supplement for new medium-term senior notes, aiming to attract investors with potential higher yields linked to stock indices.

Barclays Bank PLC Issues $2.415 Million in Callable Notes

Barclays Bank PLC has filed to issue $2.415 million in callable contingent coupon notes linked to major indices, reflecting its strategic offerings in commercial banking.

Wilkins Investment Counsel Reports $763.81M in 13F-HR Filing

Wilkins Investment Counsel Inc. reveals $763.81 million in assets in its latest 13F-HR filing, showcasing key investments in major companies.

Toronto-Dominion Bank Files Pricing Supplement for Notes

Toronto-Dominion Bank announces new digital equity-linked notes linked to Meta Platforms, diversifying its offerings in the commercial banking sector.

Citigroup announces new medium-term senior notes offering

Citigroup Inc. files a pricing supplement for new medium-term senior notes, reflecting strategic funding efforts in the National Commercial Banks sector.

CACI Director Lisa Disbrow Files to Sell 210 Shares

Lisa Disbrow, a director at CACI International Inc., has filed to sell 210 shares of the company's stock, valued at approximately $142,460.

Citigroup files pricing supplement for new senior notes

Citigroup Inc. files a pricing supplement for medium-term senior notes linked to AMD, signaling ongoing funding diversification efforts.

National Security Variable Account L Announces Portfolio Reorganizations

National Security Variable Account L has filed a supplement detailing reorganizations of its variable annuity contracts aimed at enhancing portfolio performance.

Barclays Bank announces $720,000 callable notes offering

Barclays Bank PLC files a pricing supplement for $720,000 callable contingent coupon barrier notes, signaling a move to diversify investment offerings.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →