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Tuesday, November 3, 2026

Breaking News

Latest SEC filings as they come in

Lugano Financial Advisors Reports $171.5M in Latest 13F Filing

Lugano Financial Advisors SA's latest 13F filing shows $171.5 million in assets under management, reflecting strategic investment trends.

JPMorgan Chase Financial Co. files pricing supplement for notes

JPMorgan Chase Financial Co. has filed a pricing supplement for $996,000 in Auto Callable Contingent Interest Notes linked to IBM's capital stock.

JPMorgan Chase Financial Co. files for new structured notes

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement for new structured investment notes linked to key market indices.

JPMorgan Chase Financial announces new structured notes issuance

JPMorgan Chase Financial Co. LLC is launching new structured investment notes linked to the MerQube US Tech+ Vol Advantage Index, highlighting innovation in banking.

Franklin Templeton updates investment strategies in new filing

Franklin Templeton Variable Insurance Products Trust updates its prospectus to reflect changes in investment strategies, impacting the investment management industry.

Capricorn Fund Managers Reports $1.06B in Latest 13F-HR Filing

Capricorn Fund Managers Ltd reports $1.06 billion in assets under management in its latest 13F-HR filing, highlighting its investment strategies and portfolio diversity.

JPMorgan Chase Financial Co. files pricing supplement for notes

JPMorgan Chase Financial Co. LLC has filed a pricing supplement for $822,000 in notes linked to the S&P 500 Futures Excess Return Index.

372 Lytle LLC raises $1.675 million for residential project

372 Lytle LLC has secured $1.675 million for a residential development project through equity and mezzanine debt offerings.

Franklin Strategic Series Updates Prospectus for Bond Fund

Franklin Strategic Series updates its bond fund prospectus, detailing new investment strategies that include derivatives, reflecting industry trends.

Franklin Investors Securities Trust updates fund prospectus

Franklin Investors Securities Trust updates its fund prospectus, detailing new investment strategies and derivative usage for the Franklin Low Duration Total Return Fund.

Step Into AI Inc. raises nearly $8.2 million in private offering

Step Into AI Inc. has successfully raised nearly $8.2 million through a new private offering, signaling growth in the tech sector.

Organigram to Acquire Aurora Cannabis in Major Merger Deal

Organigram Global Inc. will acquire Aurora Cannabis Inc. for C$7.80 per share, creating a stronger entity in the cannabis industry.

Federal Home Loan Bank of Pittsburgh Issues New Debt Obligations

Federal Home Loan Bank of Pittsburgh announces the issuance of consolidated obligations, emphasizing its reliance on debt securities for funding.

Main Street Capital Corp Issues Press Release on Developments

Main Street Capital Corp has issued a press release detailing recent developments, which may impact its strategic direction and the investment industry.

Edwards Murray Hamilton Reports Stock Transactions in FFIN

Edwards Murray Hamilton discloses new stock transactions involving First Financial Bankshares Inc., highlighting significant ownership in the bank.

JPMorgan Chase Financial Co. unveils $168K structured notes

JPMorgan Chase Financial Co. has filed a pricing supplement for $168,000 in structured notes linked to the MerQube US Gold Vol Advantage Index, reflecting its innovative investment strategy.

JPMorgan Chase Financial Co. LLC files for structured notes

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement for structured investments linked to the MerQube US Tech+ Vol Advantage Index.

Thornburg ETF Trust submits new N-CEN report for review

Thornburg ETF Trust files N-CEN report, enhancing transparency in investment management and reflecting industry commitment to regulatory compliance.

Forum Real Estate Income Fund Announces Quarterly Repurchase Offer

Forum Real Estate Income Fund offers to repurchase 5% of shares at net asset value, enhancing liquidity for shareholders. Offer runs from Nov 3 to Dec 3, 2026.

JPMorgan Chase Financial Co. announces pricing of notes

JPMorgan Chase Financial Co. LLC announces pricing for $2.141 million in auto callable contingent interest notes linked to a financial index.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →