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Sunday, November 8, 2026

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Latest SEC filings as they come in

Monte Financial Group reveals latest investment holdings

Monte Financial Group, LLC files 13F-HR, showcasing its diverse investment portfolio and strategic direction in the asset management sector.

SEI Carlyle Private Markets Fund Files Prospectus for Interval Fund

SEI Carlyle Private Markets Fund files a prospectus outlining its investment strategies and objectives, highlighting its focus on generating income and capital appreciation.

Wells Fargo Finance LLC Files New Term Sheet for Securities

Wells Fargo Finance LLC has filed a new term sheet for market-linked securities, showcasing its focus on innovative financial products.

Bank of Montreal registers $1.79 million in medium-term notes

Bank of Montreal files for $1.79 million in senior medium-term notes, enhancing its capital structure and liquidity in the competitive commercial banking sector.

Barclays Bank announces new AutoCallable Notes issuance

Barclays Bank PLC files for new AutoCallable Notes, enhancing its product offerings in the commercial banking sector.

NiSource Inc. announces $600 million bond offering due 2032

NiSource Inc. has launched a $600 million bond offering at 5.4% interest due in 2032, enhancing its financial position in the electric services industry.

Bain Capital Private Credit completes share buyback tender offer

Bain Capital Private Credit has successfully completed a tender offer to buy back shares, acquiring 91,611 shares from investors.

Kinetics Mutual Funds Files Post-Effective Amendment for Funds

Kinetics Mutual Funds Inc. has filed a post-effective amendment reflecting changes in fund structure and investment strategies, marking a strategic shift.

MilWealth Group reports $463.8M in latest 13F filing

MilWealth Group LLC's 13F filing reveals $463.8 million in holdings, with key investments in major companies like Apple and Amazon as of September 30, 2026.

Bank of Montreal files for $3.5 million in senior notes

Bank of Montreal has registered $3.5 million in senior notes linked to major indices, signaling a strategic funding move in the commercial banking sector.

PostRock Partners reports $249.2M in holdings for Q3 2026

PostRock Partners LLC disclosed $249.2 million in holdings as of September 30, 2026, highlighting investments in major tech companies like Alphabet and Apple.

BofA Finance LLC Launches New Accelerated Return Notes Offering

BofA Finance LLC has filed to offer Accelerated Return Notes linked to an international equity index basket, fully guaranteed by Bank of America Corporation.

Ballistic Ventures Fund B, LP seeks $130 million for new fund

Ballistic Ventures Fund B, LP has filed to raise $130 million for a new venture capital fund, emphasizing growth in pooled investment opportunities.

JPMorgan Chase Financial Co. files pricing supplement for notes

JPMorgan Chase Financial Co. LLC has filed a pricing supplement for structured investment notes linked to specific indices, impacting the national commercial banking sector.

Bain Capital Private Credit launches $2.2M share buyback offer

Bain Capital Private Credit initiates a tender offer to repurchase up to 2.2 million shares, marking a significant move to enhance shareholder value.

HSBC USA Inc. Launches Callable Contingent Income Notes

HSBC USA Inc. has filed a free writing prospectus for its Callable Contingent Income Barrier Notes linked to the EURO STOXX Banks Index.

Wells Fargo unveils market-linked securities term sheet

Wells Fargo & Company files a term sheet for new market-linked securities, enhancing its offerings in the national commercial banking sector.

Bank of Montreal files for $402,000 in medium-term notes

Bank of Montreal files registration for $402,000 in senior medium-term notes, linked to major stocks, signaling strategic moves in the banking sector.

Staysail Series Trust registers Brandywine Large Cap ETF

Staysail Series Trust registers its Brandywine Large Cap ETF with the SEC, enhancing its investment offerings and competing in the growing ETF market.

Joby Aviation director sells 62,500 shares of stock

Joby Aviation's SEC filing reveals that Director Paul Sciarra sold 62,500 shares, reflecting ongoing activity in the aircraft manufacturing sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →